AJ FINANCIAL PLANNING PTY LTD


Address: Prahran, VIC 3181, Australia

AJ FINANCIAL PLANNING PTY LTD (Licence# 000387267) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 16, 2010.

Service Overview

Register Name AFS Licence
Licence Name AJ FINANCIAL PLANNING PTY LTD
Licence Number 000387267
Licence ABN 61147115026
Issue Date 2010-12-16
Locality PRAHRAN
State VIC
Postcode 3181
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000345722 SHAUN GILBERT Current 2017-07-27
000294134 BENJAMIN CROWE Current 2014-02-24
000359852 MARK AINSWORTH Ceased 2011-02-01
000388797 GREGORY TARPLETT Ceased 2010-12-21
000244428 ALEXANDER JAMES JAMIESON Current 2010-12-16

Office Location

Locality PRAHRAN
State VIC
Postcode 3181
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
FRIENDSURANCE (AUSTRALIA) PTY LTD 2017-06-05 Prahran, VIC 3181, Australia
PAXTON BRIDGE PTY LTD 2017-03-16 Windsor, VIC 3181, Australia
B/A FINANCIAL GROUP PTY LTD 2016-06-10 Windsor, VIC 3181, Australia
MANDA CAPITAL PTY LTD 2013-12-11 Prahran, VIC 3181, Australia
JAK INVESTMENT GROUP PTY. LTD. 2011-09-01 Prahran, VIC 3181, Australia
CHOICE FINANCIAL ADVISORS PTY LTD 2008-06-03 Prahran, VIC 3181, Australia
QUOTIENT CAPITAL PTY LTD 2004-12-15 Prahran, VIC 3181, Australia
J.C. CONSULTING PTY LTD. 2003-09-17 Windsor, VIC 3181, Australia

Financial services with the same locality

Service Name Issue Date Locality
FRIENDSURANCE (AUSTRALIA) PTY LTD 2017-06-05 Prahran, VIC 3181, Australia
MANDA CAPITAL PTY LTD 2013-12-11 Prahran, VIC 3181, Australia
JAK INVESTMENT GROUP PTY. LTD. 2011-09-01 Prahran, VIC 3181, Australia
CHOICE FINANCIAL ADVISORS PTY LTD 2008-06-03 Prahran, VIC 3181, Australia
QUOTIENT CAPITAL PTY LTD 2004-12-15 Prahran, VIC 3181, Australia

Competitor

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Postal Code 3181

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.