BROUGHAM & VAUX (AUST.) PTY LTD (Licence# 000394795) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 10, 2011.
| Register Name | AFS Licence |
| Licence Name | BROUGHAM & VAUX (AUST.) PTY LTD |
| Licence Number | 000394795 |
| Licence ABN | 56147788216 |
| Issue Date | 2011-02-10 |
| Locality | NORTH ADELAIDE |
| State | SA |
| Postcode | 5006 |
| Country | Australia |
This licence authorises the licensee to carry on a financial services business to:
|
| Adviser Number | Adviser Name | Status | Start Date |
|---|---|---|---|
| 001263949 | LACHLAN MILL | Current | 2018-05-10 |
| 000459310 | ANDREW JAMES WILLARD | Ceased | 2018-03-05 |
| 001235626 | HENRY BOURNE | Current | 2017-11-28 |
| 001248457 | BARBARA TURNBULL | Ceased | 2016-10-06 |
| 001247174 | CARLO BELPERIO | Current | 2016-08-31 |
| 001234969 | WARREN STANDING | Ceased | 2016-08-09 |
| 001245968 | GLENN FAWCETT | Current | 2016-08-02 |
| 001245022 | BRENTLEIGH GRANT MEZGER | Current | 2016-07-14 |
| 001243851 | VINCENT COLLINS | Ceased | 2016-07-01 |
| 001243776 | ROBERT WARBY | Ceased | 2016-06-30 |
| Locality | NORTH ADELAIDE |
| State | SA |
| Postcode | 5006 |
| Country | Australia |
| Service Name | Issue Date | Locality |
|---|---|---|
| CLAIM IT SUPER PTY LTD | 2017-01-11 | North Adelaide, SA 5006, Australia |
| JRI PRACTICE FINANCIAL SERVICES PTY LTD | 2016-11-24 | North Adelaide, SA 5006, Australia |
| OPTIMAL AFSL PTY LTD | 2013-01-15 | North Adelaide, SA 5006, Australia |
| THE LUTHERAN LAYPEOPLE'S LEAGUE OF AUSTRALIA INC | 2009-02-12 | North Adelaide, SA 5006, Australia |
| LCA NOMINEES PTY. LTD. | 2004-02-01 | North Adelaide, SA 5006, Australia |
| MERLEA INVESTMENTS PTY LTD | 2003-04-11 | North Adelaide, SA 5006, Australia |
| Service Name | Issue Date | Locality |
|---|---|---|
| CLAIM IT SUPER PTY LTD | 2017-01-11 | North Adelaide, SA 5006, Australia |
| JRI PRACTICE FINANCIAL SERVICES PTY LTD | 2016-11-24 | North Adelaide, SA 5006, Australia |
| OPTIMAL AFSL PTY LTD | 2013-01-15 | North Adelaide, SA 5006, Australia |
| THE LUTHERAN LAYPEOPLE'S LEAGUE OF AUSTRALIA INC | 2009-02-12 | North Adelaide, SA 5006, Australia |
| LCA NOMINEES PTY. LTD. | 2004-02-01 | North Adelaide, SA 5006, Australia |
| MERLEA INVESTMENTS PTY LTD | 2003-04-11 | North Adelaide, SA 5006, Australia |
| Postal Code | 5006 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.