AUSTRALIAN PRIVATE WEALTH PTY LTD


Address: South Yarra, VIC 3141, Australia

AUSTRALIAN PRIVATE WEALTH PTY LTD (Licence# 000405814) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is September 9, 2011.

Service Overview

Register Name AFS Licence
Licence Name AUSTRALIAN PRIVATE WEALTH PTY LTD
Licence Number 000405814
Licence ACN 118135345
Issue Date 2011-09-09
Locality SOUTH YARRA
State VIC
Postcode 3141
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001266645 NICHOLAS JOHN BORDI Current 2018-08-01
001238048 CALVIN SAY MING NEE Current 2015-12-17
001236120 DERMOT EDWARD REITER Current 2015-10-07
000451498 DANIEL ANEVSKI Ceased 2014-01-13
000435130 REBECCA SZE-MUN TAI Current 2013-02-27
000241228 JEFF SINCLAIR WAIN Current 2012-05-01
000264934 ALISTAIR LINDSEY BETT Current 2012-05-01
000298759 GREGORY PATRICK KEADY Current 2012-05-01

Office Location

Locality SOUTH YARRA
State VIC
Postcode 3141
Country Australia

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TWF FINANCIAL PTY LTD 2017-02-23 South Yarra, VIC 3141, Australia
ARK INVESTMENT PARTNERS PTY LTD 2016-08-11 South Yarra, VIC 3141, Australia
C W SPITTAL & ASSOCIATES (MANAGEMENT) PTY LTD 2016-06-16 South Yarra, VIC 3141, Australia
SMSF ADVANTAGE PTY. LTD. 2016-06-10 South Yarra, VIC 3141, Australia
INTRINSIC PARTNERS PTY LTD 2015-06-25 South Yarra, VIC 3141, Australia
AVOCA CAPITAL ADVISORS PTY LIMITED 2015-02-26 South Yarra, VIC 3141, Australia
INVESTOR CAPITAL ADVISORY PTY LTD 2014-02-20 South Yarra, VIC 3141, Australia
VICTORIA CAPITAL PTY LTD 2012-12-03 South Yarra, VIC 3141, Australia

Competitor

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Postal Code 3141

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.