SPI FUNDS MANAGEMENT PTY LTD


Address: Port Melbourne, VIC 3207, Australia

SPI FUNDS MANAGEMENT PTY LTD (Licence# 000407113) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is September 8, 2011.

Service Overview

Register Name AFS Licence
Licence Name SPI FUNDS MANAGEMENT PTY LTD
Licence Number 000407113
Licence ABN 97150568282
Issue Date 2011-09-08
Locality PORT MELBOURNE
State VIC
Postcode 3207
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice only, for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • general insurance products ; and
    • interests in managed investment schemes excluding investor directed portfolio services; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • general insurance products;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities;
    • arranging for another person to issue, vary or dispose of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes excluding investor directed portfolio services;
to wholesale clients.

Office Location

Locality PORT MELBOURNE
State VIC
Postcode 3207
Country Australia

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Postal Code 3207

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.