PEPPERSTONE GROUP LIMITED


Address: Melbourne, VIC 3000, Australia

PEPPERSTONE GROUP LIMITED (Licence# 000414530) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 4, 2013.

Service Overview

Register Name AFS Licence
Licence Name PEPPERSTONE GROUP LIMITED
Licence Number 000414530
Licence ABN 12147055703
Issue Date 2013-02-04
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • derivatives; and
    • foreign exchange contracts;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
      • foreign exchange contracts; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • derivatives; and
      • foreign exchange contracts; and
  • make a market for the following financial products:
    • foreign exchange contracts; and
    • derivatives;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001250650 EDWARD JAMES EBINGER Ceased 2016-11-28
001235815 CHRISTOPHER JAMES HEWITT Ceased 2015-09-09
001236132 CHEN ZHANG Ceased 2015-08-31
001002274 PHILLIP HORNER Ceased 2015-03-17
001002269 CHRISTOPHER JAMES HEWITT Ceased 2014-05-19
001002272 NASHITH WADUD Ceased 2013-02-05
001002273 OWEN DONALD KERR Ceased 2013-02-05
001002271 DAVID SWINDEN Ceased 2013-02-05
001002270 JOSEPH DAVENPORT Ceased 2013-02-05

Office Location

Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

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Competitor

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Postal Code 3000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.