THE FINANCIAL ADVISER HOUSE PTY LTD


Address: Ashmore, QLD 4214, Australia

THE FINANCIAL ADVISER HOUSE PTY LTD (Licence# 000433439) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 8, 2013.

Service Overview

Register Name AFS Licence
Licence Name THE FINANCIAL ADVISER HOUSE PTY LTD
Licence Number 000433439
Licence ABN 32161703822
Issue Date 2013-03-08
Locality ASHMORE
State QLD
Postcode 4214
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001244872 ANDREW GIOBBI Current 2016-07-11
000442711 MELISSA JAYDE PURNELL Ceased 2016-02-14
000442711 MELISSA JAYDE PURNELL Ceased 2015-06-08
000336464 LUKE BRADLEY Current 2013-10-20
000410100 LUKE WILLIAM JAMES SHREWSBURY Ceased 2013-04-15

Office Location

Locality ASHMORE
State QLD
Postcode 4214
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
QUBIC FINANCIAL GROUP PTY LTD 2017-09-01 Molendinar, QLD 4214, Australia
SHARPKEY PTY LTD 2017-08-14 Ashmore, QLD 4214, Australia
FS CAPITAL LTD 2011-10-05 Ashmore, QLD 4214, Australia

Financial services with the same locality

Service Name Issue Date Locality
SHARPKEY PTY LTD 2017-08-14 Ashmore, QLD 4214, Australia
FS CAPITAL LTD 2011-10-05 Ashmore, QLD 4214, Australia

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BGH CAPITAL CUSTODY SERVICES PTY LIMITED 2018-07-25 Melbourne, VIC 3000, Australia
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Competitor

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Postal Code 4214

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.