IQX INVESTMENT SERVICES PTY LTD


Address: Sydney, NSW 2000, Australia

IQX INVESTMENT SERVICES PTY LTD (Licence# 000451144) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is April 9, 2014.

Service Overview

Register Name AFS Licence
Licence Name IQX INVESTMENT SERVICES PTY LTD
Licence Number 000451144
Licence ABN 85163056371
Issue Date 2014-04-09
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice to retail and wholesale clients for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • interests in managed investment schemes excluding investor directed portfolio services;
    • interests in managed investment schemes limited to:
      • MDA services;
    • securities; and
    • superannuation;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products:
      • interests in managed investment schemes limited to:
        • own managed investment scheme only;
    • issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
      • interests in managed investment schemes limited to:
        • MDA services;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • interests in managed investment schemes limited to:
        • MDA services; and
      • securities; and
    • underwriting:
      • an issue of securities;
  • provide the following custodial or depository services to wholesale clients only:
    • operate custodial or depository services other than investor directed portfolio services; and
      • provide a crowd-funding service to retail and wholesale clients for the following classes of financial products:
        • fully-paid ordinary shares of an eligible CSF company;
        • published on an offer platform operated by the licensee only;
        • titled Capital Labs; and
      accessed via www.capitallabs.com.au;

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      001241369 JEANIE SINCLAIR Ceased 2016-04-10
      001250527 SPIRO SAKIRIS Current 2014-04-09

      Office Location

      Locality SYDNEY
      State NSW
      Postcode 2000
      Country Australia

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      Postal Code 2000

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.