KODA CAPITAL PTY LTD


Address: Sydney, NSW 2000, Australia

KODA CAPITAL PTY LTD (Licence# 000452581) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is May 2, 2014.

Service Overview

Register Name AFS Licence
Licence Name KODA CAPITAL PTY LTD
Licence Number 000452581
Licence ABN 65166491961
Issue Date 2014-05-02
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • provide financial product advice to wholesale clients only for the following classes of financial products:
    • financial products limited to:
      • miscellaneous financial investment products limited to MDA services; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • foreign exchange contracts; and
    • issuing, applying for, acquiring, varying or disposing of a financial product for wholesale clients only in respect of the following classes of financial products:
      • financial products limited to:
        • miscellaneous financial investment products limited to MDA services; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • securities;
        • standard margin lending facility; and
        • superannuation; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      001003647 ALISON MATTHEWS Current 2018-08-08
      001004850 JUSTIN LUCAS Current 2018-06-04
      001264650 KALAICHELVI ARAVINDAN Current 2018-06-04
      001003717 BRENDAN JONES Current 2018-03-15
      001005474 JAMES HAWTHORNE Current 2018-02-15
      001260829 LEON LINDSAY DIER Current 2017-12-20
      001258637 CRAIG ADAM TONKES Current 2017-09-28
      001238455 JAMES ALEXANDER MIDDLEDITCH Current 2017-05-01
      001000723 DANIEL JOHN MEECH Current 2017-02-01
      001003134 CLAYTON LARCOMBE Ceased 2017-01-23

      Office Location

      Locality SYDNEY
      State NSW
      Postcode 2000
      Country Australia

      Financial services with the same postcode

      Service Name Issue Date Locality
      CEDAR ASSET MANAGEMENT PTY LTD 2018-07-30 Sydney, NSW 2000, Australia
      MORETON MANAGED INVESTMENTS PTY LTD 2018-07-20 Sydney, NSW 2000, Australia
      ETHICAL PARTNERS FUNDS MANAGEMENT PTY LTD 2018-07-19 Sydney, NSW 2000, Australia
      QUINTET PARTNERS PTY LTD 2018-07-17 Sydney, NSW 2000, Australia
      HALO FINANCIAL SERVICES PTY LTD 2018-07-13 Sydney, NSW 2000, Australia
      SAFE2PAY PTY LIMITED 2018-07-12 Sydney, NSW 2000, Australia
      WEL-LINK FUNDS PTY LTD 2018-07-06 Sydney, NSW 2000, Australia
      HUNT PROSPERITY PTY LTD 2018-07-03 Sydney, NSW 2000, Australia
      CROWD88 PTY LTD 2018-07-03 Sydney, NSW 2000, Australia
      FUTURE INSURANCE GROUP INTERNATIONAL PTY LTD 2018-07-02 Sydney, NSW 2000, Australia

      Competitor

      Search similar business entities

      Postal Code 2000

      Improve Information

      Please comment or provide details below to improve the information on .

      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.