RIAKA CAPITAL PTY LTD

Address: Coldstream, VIC 3770, Australia

RIAKA CAPITAL PTY LTD (Licence# 000463887) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 8, 2014.

Service Overview

Register Name AFS Licence
Licence Name RIAKA CAPITAL PTY LTD
Licence Number 000463887
Licence ABN 26600988378
Issue Date 2014-12-08
Locality COLDSTREAM
State VIC
Postcode 3770
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • interests in managed investment schemes excluding investor directed portfolio services;
    • securities;
    • carbon units;
    • Australian carbon credit units; and
    • eligible international emissions units; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • foreign exchange contracts; and
      • securities; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • securities;
      • carbon units;
      • Australian carbon credit units; and
      • eligible international emissions units;
to wholesale clients.

Office Location

Locality COLDSTREAM
State VIC
Postcode 3770
Country Australia

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Competitor

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Postal Code 3770

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.