AITKEN INVESTMENT MANAGEMENT PTY LTD


Address: Sydney, NSW 2000, Australia

AITKEN INVESTMENT MANAGEMENT PTY LTD (Licence# 000473534) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is June 5, 2015.

Service Overview

Register Name AFS Licence
Licence Name AITKEN INVESTMENT MANAGEMENT PTY LTD
Licence Number 000473534
Licence ABN 63603583768
Issue Date 2015-06-05
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice to wholesale clients for the following classes of financial products:
    • interests in managed investment schemes limited to:
      • own managed investment schemes only; and
    • securities;
  • provide general financial product advice to retail and wholesale clients for the following classes of financial products:
    • interests in managed investment schemes excluding investor directed portfolio services; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes limited to:
        • own managed investment scheme only; and
      • securities; and
    • applying for, acquiring, varying or disposing of a financial product to wholesale clients on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities; and
  • provide the following custodial or depository services to wholesale clients:
    operate custodial or depository services other than investor directed portfolio services;

    Office Location

    Locality SYDNEY
    State NSW
    Postcode 2000
    Country Australia

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    Postal Code 2000

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    Dataset Information


    Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
    Jurisdiction Australia
    Related Datasets Australian Businesses, Australian Companies

    This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.