SULLIVAN DEWING PTY LIMITED


Address: Caringbah South, NSW 2229, Australia

SULLIVAN DEWING PTY LIMITED (Licence# 000474628) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is April 20, 2015.

Service Overview

Register Name AFS Licence
Licence Name SULLIVAN DEWING PTY LIMITED
Licence Number 000474628
Licence ABN 46119877628
Issue Date 2015-04-20
Locality CARINGBAH SOUTH
State NSW
Postcode 2229
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • superannuation limited to:
      • self-managed superannuation fund;
    • a person s existing holding in a superannuation product but only to the extent required for:
      • making a recommendation that the person establish a self-managed superannuation fund; and
      • providing advice to the person on contributions or pensions under a superannuation product;
  • provide class of financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • general insurance products;
    • life products limited to:
      • life risk insurance products;
    • simple managed investment schemes;
    • securities; and
    • superannuation; and
  • deal in a financial product by:
    • arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund; and
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund;
to retail clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001244884 JENNIFER WILCOCK Current 2016-07-01
001244886 HEATHER LOCKER Current 2016-07-01
001244887 TERRANCE DEWING Current 2016-07-01
001244885 SCOTT NICHOLLS Ceased 2016-07-01

Office Location

Locality CARINGBAH SOUTH
State NSW
Postcode 2229
Country Australia

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SHIRE INSURANCE BROKERS PTY LTD 2004-03-10 Caringbah, NSW 2229, Australia
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Competitor

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Postal Code 2229

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.