COOPER WEALTH MANAGEMENT PTY LTD


Address: Isle of Capri, QLD 4217, Australia

COOPER WEALTH MANAGEMENT PTY LTD (Licence# 000477022) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 22, 2015.

Service Overview

Register Name AFS Licence
Licence Name COOPER WEALTH MANAGEMENT PTY LTD
Licence Number 000477022
Licence ABN 26606009045
Issue Date 2015-07-22
Locality ISLE OF CAPRI
State QLD
Postcode 4217
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001254189 PETER-RHYS LEIKAS Current 2018-08-27
000402724 KIM LOUISE BETTS Current 2016-07-15
000413849 FELICITY CHRISTINE COOPER Current 2015-07-22

Office Location

Locality ISLE OF CAPRI
State QLD
Postcode 4217
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
QUINBROOK ASSET MANAGEMENT PTY LTD 2018-05-11 Isle of Capri, QLD 4217, Australia
STRATEGIC ASSET ADVISORY PTY LTD 2017-04-07 Bundall, QLD 4217, Australia
AQUA GOLD FINANCIAL SERVICES PTY LTD 2017-01-19 Surfers Paradise, QLD 4217, Australia
CAMBIO GROUP AFSL PTY LTD 2016-08-23 Bundall, QLD 4217, Australia
HORIZON FUNDS MANAGEMENT PTY LTD 2016-06-08 Bundall, QLD 4217, Australia
JULIE BLAND CONSULTING PTY LTD 2016-04-26 Benowa, QLD 4217, Australia
MAINSTAY UNDERWRITING PTY LTD 2016-03-21 Bundall, QLD 4217, Australia
VESTED EQUITIES PTY LTD 2016-02-23 Surfers Paradise, QLD 4217, Australia
YOUR FINANCIAL ADVISOR PTY. LTD. 2016-01-22 Surfers Paradise, QLD 4217, Australia
CORE VALUE FA PTY LTD 2016-01-18 Bundall, QLD 4217, Australia

Competitor

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Postal Code 4217

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.