WARRINGTON SCOTT PTY LTD


Address: Bondi Junction, NSW 2022, Australia

WARRINGTON SCOTT PTY LTD (Licence# 000478958) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is November 5, 2015.

Service Overview

Register Name AFS Licence
Licence Name WARRINGTON SCOTT PTY LTD
Licence Number 000478958
Licence ABN 86605341928
Issue Date 2015-11-05
Locality BONDI JUNCTION
State NSW
Postcode 2022
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000228809 DANIEL SCOTT SHARP Current 2016-03-01
000323381 PRUDENCE ELIZABETH MARTIN Current 2016-03-01

Office Location

Locality BONDI JUNCTION
State NSW
Postcode 2022
Country Australia

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FLEISCHER, DANIEL 2016-09-29 Bondi Junction, NSW 2022, Australia
MALONEY'S FINANCIAL SERVICES PTY LTD 2016-08-17 Bondi Junction, NSW 2022, Australia
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COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED 2016-04-18 Bondi Junction, NSW 2022, Australia
METARK TRADING PTY LTD 2015-08-11 Bondi Junction, NSW 2022, Australia
MCQUA CAPITAL PTY LTD 2015-05-12 Bondi Junction, NSW 2022, Australia

Competitor

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Postal Code 2022

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.