ENCOREFX (AUSTRALIA) PTY LTD


Address: Sydney, NSW 2000, Australia

ENCOREFX (AUSTRALIA) PTY LTD (Licence# 000479870) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is January 6, 2016.

Service Overview

Register Name AFS Licence
Licence Name ENCOREFX (AUSTRALIA) PTY LTD
Licence Number 000479870
Licence ABN 42607244879
Issue Date 2016-01-06
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • non-cash payment products;
    • derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
      • management or mitigation of the financial consequences of particular circumstances happening; or
      • avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
      • foreign exchange contracts restricted to the buying and selling of currency or exchange of currency:
      • entered into or associated with the completion of making a payment arising fom a transaction involving real or personal property (excluding personal property that is a derivative related to a currency or a foreign currency contract); or
      • utilised for the management of financial risk (hedging) which only have the purposes of:
      • management or mitigation of the financial consequences of particular circumstances happening; or
      • avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency; and
      • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • deposit and payment products limited to:
        • non-cash payment products;
      • derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
        • management or mitigation of the financial consequences of particular circumstances happening; or
        • avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
        • foreign exchange contracts restricted to the buying and selling of currency or exchange of currency:
        • entered into or associated with the completion of making a payment arising fom a transaction involving real or personal property (excluding personal property that is a derivative related to a currency or a foreign currency contract); or
        • utilised for the management of financial risk (hedging) which only have the purposes of:
        • management or mitigation of the financial consequences of particular circumstances happening; or
        • avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency; and
        • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • non-cash payment products;
      • derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
        • management or mitigation of the financial consequences of particular circumstances happening; or
        • avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
        • foreign exchange contracts restricted to the buying and selling of currency or exchange of currency:
        • entered into or associated with the completion of making a payment arising fom a transaction involving real or personal property (excluding personal property that is a derivative related to a currency or a foreign currency contract); or
        • utilised for the management of financial risk (hedging) which only have the purposes of:
        • management or mitigation of the financial consequences of particular circumstances happening; or
        • avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency; and
        • make a market for the following financial products:
      • derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
        • management or mitigation of the financial consequences of particular circumstances happening; or
        • avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
        • foreign exchange contracts restricted to the buying and selling of currency or exchange of currency:
        • entered into or associated with the completion of making a payment arising fom a transaction involving real or personal property (excluding personal property that is a derivative related to a currency or a foreign currency contract); or
        • utilised for the management of financial risk (hedging) which only have the purposes of:
        • management or mitigation of the financial consequences of particular circumstances happening; or
        • avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
        • to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001263347 LUKASZ MORAWSKI Current 2018-04-17
001263349 ROY JOSEPH AGOSTINO Current 2018-04-17
001257893 HAYDEN JOHN CARSWELL Current 2017-08-01
001257117 MATTHEW AARON PARKER Current 2017-07-01
001257118 ROWAN DAVID MURPHY Current 2017-07-01
001254306 CLINTON GRASSICK Ceased 2017-05-01
001254083 PHILIP JOHN LYNCH Current 2017-04-20
001254082 EUAN KEITH MCCREADIE Ceased 2017-04-01
001251464 VASUTHEVAN RODNEY GOVINDARAJU Current 2017-01-04
001251465 STEVEN DAVID ORAM Current 2017-01-04

Office Location

Locality SYDNEY
State NSW
Postcode 2000
Country Australia

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Competitor

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Postal Code 2000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.