POLLARD WILLIAMS PTY LIMITED


Address: Surry Hills, NSW 2010, Australia

POLLARD WILLIAMS PTY LIMITED (Licence# 000484640) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is June 1, 2016.

Service Overview

Register Name AFS Licence
Licence Name POLLARD WILLIAMS PTY LIMITED
Licence Number 000484640
Licence ABN 81001797119
Issue Date 2016-06-01
Locality SURRY HILLS
State NSW
Postcode 2010
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • superannuation limited to:
      • self-managed superannuation fund;
    • a person s existing holding in a superannuation product but only to the extent required for:
      • making a recommendation that the person establish a self-managed superannuation fund; and
      • providing advice to the person on contributions or pensions under a superannuation product;
  • provide class of financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • general insurance products;
    • life products limited to:
      • life risk insurance products;
    • simple managed investment schemes;
    • securities; and
    • superannuation; and
  • deal in a financial product by:
    • arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund; and
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001249097 SCOTT DAVID WILLIAMS Current 2016-10-01

Office Location

Locality SURRY HILLS
State NSW
Postcode 2010
Country Australia

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MONEYBRILLIANT PTY LTD 2017-02-22 Darlinghurst, NSW 2010, Australia
MONEYSPOT INVESTMENTS LIMITED 2017-02-03 Surry Hills, NSW 2010, Australia
MITROPOULOS, HELEN 2016-11-28 Surry Hills, NSW 2010, Australia
INGLIS INSURANCE GROUP PTY LTD 2016-10-13 Surry Hills, NSW 2010, Australia
AMAZON UNDERWRITING PTY LTD 2016-05-04 Darlinghurst, NSW 2010, Australia
REALCOVER INSURANCES PTY LIMITED 2015-09-28 Surry Hills, NSW 2010, Australia
BLACKBIRD VENTURES PTY LTD 2015-01-05 Surry Hills, NSW 2010, Australia

Competitor

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Postal Code 2010

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.