FINNIGAN, ROBERT LESLIE


Address: Mona Vale, NSW 2103, Australia

FINNIGAN, ROBERT LESLIE (Licence# 000487770) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 2, 2017.

Service Overview

Register Name AFS Licence
Licence Name FINNIGAN, ROBERT LESLIE
Licence Number 000487770
Issue Date 2017-02-02
Locality MONA VALE
State NSW
Postcode 2103
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • superannuation limited to:
      • self-managed superannuation fund;
    • a person s existing holding in a superannuation product but only to the extent required for:
      • making a recommendation that the person establish a self-managed superannuation fund; and
      • providing advice to the person on contributions or pensions under a superannuation product;
  • provide class of financial product advice for the following classes of financial products:
    • superannuation; and
  • deal in a financial product by:
    • arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund; and
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001264512 ROBERT LESLIE FINNIGAN Current 2017-02-02

Office Location

Locality MONA VALE
State NSW
Postcode 2103
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
BLENKHORN FINANCIAL PLANNING PTY LTD 2016-10-31 Mona Vale, NSW 2103, Australia
ADVICE EVOLUTION PTY LTD 2010-01-18 Mona Vale, NSW 2103, Australia
FINANCIAL DECISIONS PTY LTD 2009-12-15 Mona Vale, NSW 2103, Australia
CARRIERS INSURANCE BROKERS PTY LTD 2004-03-01 Mona Vale, NSW 2103, Australia
IJD INSURANCE BROKERS PTY LTD 2004-01-13 Mona Vale, NSW 2103, Australia
POOLEDFUNDS PTY LTD 2003-09-12 Mona Vale, NSW 2103, Australia

Financial services with the same locality

Service Name Issue Date Locality
BLENKHORN FINANCIAL PLANNING PTY LTD 2016-10-31 Mona Vale, NSW 2103, Australia
ADVICE EVOLUTION PTY LTD 2010-01-18 Mona Vale, NSW 2103, Australia
FINANCIAL DECISIONS PTY LTD 2009-12-15 Mona Vale, NSW 2103, Australia
CARRIERS INSURANCE BROKERS PTY LTD 2004-03-01 Mona Vale, NSW 2103, Australia
IJD INSURANCE BROKERS PTY LTD 2004-01-13 Mona Vale, NSW 2103, Australia
POOLEDFUNDS PTY LTD 2003-09-12 Mona Vale, NSW 2103, Australia

Competitor

Search similar business entities

Postal Code 2103

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.