SBA ADVICE PTY LTD


Address: Hobart, TAS 7000, Australia

SBA ADVICE PTY LTD (Licence# 000488301) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is September 30, 2016.

Service Overview

Register Name AFS Licence
Licence Name SBA ADVICE PTY LTD
Licence Number 000488301
Licence ABN 44611373383
Issue Date 2016-09-30
Locality HOBART
State TAS
Postcode 7000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001258983 FLORIAN LOIC BASTIAN PERRET Current 2017-10-11
000239748 JONATHAN ELLIOT Current 2016-11-08
000239844 MICHAEL BARKER SPINKS Current 2016-11-08
000242611 NICHOLAS JUSTIN DAVEY Current 2016-11-08
000414768 DAVID JAMES WOOLFORD Current 2016-11-08
000239695 ROBERT GEOFFREY ADAMS Ceased 2016-11-08
000448199 SEAN GEOFFREY CLINGELEFFER Ceased 2016-11-08

Office Location

Locality HOBART
State TAS
Postcode 7000
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
COMPASS INSURANCE BROKERS (TAS) PTY LTD 2013-01-24 Hobart, TAS 7000, Australia
A.C.N. 153 702 008 PTY LTD 2013-01-23 Hobart, TAS 7000, Australia
TASMANIAN INSURANCE BROKERS PTY LTD 2012-02-09 Hobart, TAS 7000, Australia
MURDOCH CLARKE MORTGAGE MANAGEMENT LIMITED 2006-06-23 Hobart, TAS 7000, Australia
QT INVESTMENT MANAGEMENT PTY LTD 2005-09-27 Hobart, TAS 7000, Australia
CONNECT ASSET MANAGEMENT PTY LTD 2005-07-05 Hobart, TAS 7000, Australia
QUADRANT FIRST PTY LTD 2005-03-24 Hobart, TAS 7000, Australia
BENNETTO FINANCE PTY LTD 2005-03-18 Hobart, TAS 7000, Australia
HYDRO-ELECTRIC CORPORATION 2005-02-08 Hobart, TAS 7000, Australia
AURORA ENERGY PTY LTD 2004-04-21 Hobart, TAS 7000, Australia

Competitor

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Postal Code 7000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.