DUMAS GORDON & TAN PTY. LTD.


Address: Mount Waverley, VIC 3149, Australia

DUMAS GORDON & TAN PTY. LTD. (Licence# 000488700) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is May 1, 2017.

Service Overview

Register Name AFS Licence
Licence Name DUMAS GORDON & TAN PTY. LTD.
Licence Number 000488700
Licence ABN 16105156456
Issue Date 2017-05-01
Locality MOUNT WAVERLEY
State VIC
Postcode 3149
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • superannuation limited to:
      • self-managed superannuation fund;
    • a person s existing holding in a superannuation product but only to the extent required for:
      • making a recommendation that the person establish a self-managed superannuation fund; and
      • providing advice to the person on contributions or pensions under a superannuation product;
  • provide class of financial product advice for the following classes of financial products:
    • superannuation; and
  • deal in a financial product by:
    • arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund; and
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund;
to retail and wholesale clients.

Office Location

Locality MOUNT WAVERLEY
State VIC
Postcode 3149
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
WIT CAPITAL GROUP PTY LTD 2018-06-28 Mount Waverley, VIC 3149, Australia
KENNEDY, BRENDAN 2017-05-18 Mount Waverley, VIC 3149, Australia
COMPLETE COMMERCE FINANCIAL PTY LTD 2017-03-30 Mount Waverley, VIC 3149, Australia
FACTOR1 CONSULTING PTY LTD 2017-03-08 Mount Waverley, VIC 3149, Australia
NGUYEN, HAO 2016-05-03 Mount Waverley, VIC 3149, Australia
MOMENTUM WEALTH MANAGEMENT CORPORATION PTY LTD 2014-04-07 Mount Waverley, VIC 3149, Australia
ASSET INTERNATIONAL AUSTRALIA PTY LTD 2011-10-03 Mount Waverley, VIC 3149, Australia
MY OWN SUPER FUND PTY. LTD. 2004-12-20 Mount Waverley, VIC 3149, Australia
MCA INSURANCE BROKERS PTY. LTD. 2004-03-01 Mount Waverley, VIC 3149, Australia

Financial services with the same locality

Service Name Issue Date Locality
WIT CAPITAL GROUP PTY LTD 2018-06-28 Mount Waverley, VIC 3149, Australia
KENNEDY, BRENDAN 2017-05-18 Mount Waverley, VIC 3149, Australia
COMPLETE COMMERCE FINANCIAL PTY LTD 2017-03-30 Mount Waverley, VIC 3149, Australia
FACTOR1 CONSULTING PTY LTD 2017-03-08 Mount Waverley, VIC 3149, Australia
NGUYEN, HAO 2016-05-03 Mount Waverley, VIC 3149, Australia
MOMENTUM WEALTH MANAGEMENT CORPORATION PTY LTD 2014-04-07 Mount Waverley, VIC 3149, Australia
ASSET INTERNATIONAL AUSTRALIA PTY LTD 2011-10-03 Mount Waverley, VIC 3149, Australia
MY OWN SUPER FUND PTY. LTD. 2004-12-20 Mount Waverley, VIC 3149, Australia
MCA INSURANCE BROKERS PTY. LTD. 2004-03-01 Mount Waverley, VIC 3149, Australia

Competitor

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Postal Code 3149

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.