TRAN, TRAM LE


Address: West Ryde, NSW 2114, Australia

TRAN, TRAM LE (Licence# 000488734) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 28, 2017.

Service Overview

Register Name AFS Licence
Licence Name TRAN, TRAM LE
Licence Number 000488734
Licence ABN 75021053055
Issue Date 2017-07-28
Locality WEST RYDE
State NSW
Postcode 2114
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • superannuation limited to:
      • self-managed superannuation fund;
    • a person s existing holding in a superannuation product but only to the extent required for:
      • making a recommendation that the person establish a self-managed superannuation fund; and
      • providing advice to the person on contributions or pensions under a superannuation product;
  • provide class of financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • general insurance products;
    • life products limited to:
      • life risk insurance products;
    • simple managed investment schemes;
    • securities; and
    • superannuation; and
  • deal in a financial product by:
    • arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund; and
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001260580 TRAM LE ANH TRAN Current 2017-07-28

Office Location

Locality WEST RYDE
State NSW
Postcode 2114
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
AGINSURE PTY LIMITED 2017-05-02 Melrose Park, NSW 2114, Australia
M FINANCIAL PLANNING PTY LTD 2010-03-03 Denistone, NSW 2114, Australia
TASMAN FUNDS LP 2004-08-31 West Ryde, NSW 2114, Australia
TODD, MICHAEL 2004-02-16 West Ryde, NSW 2114, Australia

Financial services with the same locality

Service Name Issue Date Locality
TASMAN FUNDS LP 2004-08-31 West Ryde, NSW 2114, Australia
TODD, MICHAEL 2004-02-16 West Ryde, NSW 2114, Australia

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Competitor

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Postal Code 2114

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.