S. BAKER & CO. PTY LTD


Address: Collingwood, VIC 3066, Australia

S. BAKER & CO. PTY LTD (Licence# 000488938) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 22, 2017.

Service Overview

Register Name AFS Licence
Licence Name S. BAKER & CO. PTY LTD
Licence Number 000488938
Licence ABN 64104552838
Issue Date 2017-02-22
Locality COLLINGWOOD
State VIC
Postcode 3066
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • superannuation limited to:
      • self-managed superannuation fund;
    • a person s existing holding in a superannuation product but only to the extent required for:
      • making a recommendation that the person establish a self-managed superannuation fund; and
      • providing advice to the person on contributions or pensions under a superannuation product;
  • provide class of financial product advice for the following classes of financial products:
    • superannuation; and
  • deal in a financial product by:
    • arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund; and
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001265197 SAMUEL ROBERT BAKER Current 2017-02-22
001265200 LEIGH STEPHEN CLARK Current 2017-02-22

Office Location

Locality COLLINGWOOD
State VIC
Postcode 3066
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
BIRCHAL FINANCIAL SERVICES PTY LTD 2018-01-11 Collingwood, VIC 3066, Australia
PROMISEPAY PTY. LTD. 2016-01-20 Collingwood, VIC 3066, Australia
AMAYSIM ENERGY PTY LTD 2006-12-18 Collingwood, VIC 3066, Australia
JOHN FRASER INVESTMENTS PTY LTD 2003-12-18 Collingwood, VIC 3066, Australia
ARCURI & ASSOCIATES PTY. LTD. 2003-09-17 Collingwood, VIC 3066, Australia

Financial services with the same locality

Service Name Issue Date Locality
BIRCHAL FINANCIAL SERVICES PTY LTD 2018-01-11 Collingwood, VIC 3066, Australia
PROMISEPAY PTY. LTD. 2016-01-20 Collingwood, VIC 3066, Australia
AMAYSIM ENERGY PTY LTD 2006-12-18 Collingwood, VIC 3066, Australia
JOHN FRASER INVESTMENTS PTY LTD 2003-12-18 Collingwood, VIC 3066, Australia
ARCURI & ASSOCIATES PTY. LTD. 2003-09-17 Collingwood, VIC 3066, Australia

Competitor

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Postal Code 3066

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.