EFN (AUSTRALIA) PTY LIMITED

Address: Parramatta, NSW 2150, Australia

EFN (AUSTRALIA) PTY LIMITED (Licence# 000492075) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is May 1, 2017.

Service Overview

Register Name	AFS Licence
Licence Name	EFN (AUSTRALIA) PTY LIMITED
Licence Number	000492075
Licence ABN	90607344650
Issue Date	2017-05-01
Locality	PARRAMATTA
State	NSW
Postcode	2150
Country	Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to: provide financial product advice for the following classes of financial products: deposit and payment products limited to: basic deposit products; derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of: management or mitigation of the financial consequences of particular circumstances happening; or avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates); foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of: management or mitigation of the financial consequences of particular circumstances happening; or avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency; debentures, stocks or bonds issued or proposed to be issued by a government; interests in managed investment schemes excluding investor directed portfolio services; and securities; and deal in a financial product by: issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products: derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of: management or mitigation of the financial consequences of particular circumstances happening; or avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates); and foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of: management or mitigation of the financial consequences of particular circumstances happening; or avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency; and arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products: interests in managed investment schemes excluding investor directed portfolio services; and securities; and applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products: deposit and payment products limited to: basic deposit products; derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of: management or mitigation of the financial consequences of particular circumstances happening; or avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates); foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of: management or mitigation of the financial consequences of particular circumstances happening; or avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency; debentures, stocks or bonds issued or proposed to be issued by a government; interests in managed investment schemes excluding investor directed portfolio services; and securities; to wholesale clients.

Office Location

Locality	PARRAMATTA
State	NSW
Postcode	2150
Country	Australia

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Postal Code	2150

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Dataset Information

Data Provider	Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction	Australia
Related Datasets	Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.