LUMEN INVESTMENT MANAGEMENT PTY LTD


Address: Melbourne, VIC 3000, Australia

LUMEN INVESTMENT MANAGEMENT PTY LTD (Licence# 000493790) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is April 10, 2017.

Service Overview

Register Name AFS Licence
Licence Name LUMEN INVESTMENT MANAGEMENT PTY LTD
Licence Number 000493790
Licence ABN 31616119941
Issue Date 2017-04-10
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice only, for the following classes of financial products:
    • interests in managed investment schemes limited to:
      • own managed investment scheme only; and
    • securities; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes limited to:
        • own managed investment scheme only; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities;
to wholesale clients.

Office Location

Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

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Postal Code 3000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.