ULTON WEALTH SERVICES PTY LTD


Address: Bundaberg, QLD 4670, Australia

ULTON WEALTH SERVICES PTY LTD (Licence# 000497721) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 13, 2017.

Service Overview

Register Name AFS Licence
Licence Name ULTON WEALTH SERVICES PTY LTD
Licence Number 000497721
Licence ABN 86614308628
Issue Date 2017-07-13
Locality BUNDABERG
State QLD
Postcode 4670
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001003860 PAUL MOLONEY Current 2018-03-08
000245052 KYLIE TIEN WRIGHT Current 2017-10-04
000304440 GEMMA O'SHANESY Current 2017-10-04
000378670 JESSICA LEE WILKINSON Current 2017-10-04

Office Location

Locality BUNDABERG
State QLD
Postcode 4670
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
DGZ PARTNERS PTY LTD 2017-03-10 Bundaberg, QLD 4670, Australia
BENSHAY PTY. LTD. 2015-07-15 Bundaberg Central, QLD 4670, Australia
WIDCAP SECURITIES PTY. LTD. 2005-07-01 Bundaberg, QLD 4670, Australia
AUSWIDE BANK LTD 2004-03-01 Bundaberg, QLD 4670, Australia
GIBSON KILLER PTY. LTD. 2004-03-01 Bundaberg, QLD 4670, Australia
HATTE GILBERT INSURANCE BROKERS PTY LTD 2003-12-31 Bundaberg, QLD 4670, Australia

Financial services with the same locality

Service Name Issue Date Locality
DGZ PARTNERS PTY LTD 2017-03-10 Bundaberg, QLD 4670, Australia
WIDCAP SECURITIES PTY. LTD. 2005-07-01 Bundaberg, QLD 4670, Australia
AUSWIDE BANK LTD 2004-03-01 Bundaberg, QLD 4670, Australia
GIBSON KILLER PTY. LTD. 2004-03-01 Bundaberg, QLD 4670, Australia
HATTE GILBERT INSURANCE BROKERS PTY LTD 2003-12-31 Bundaberg, QLD 4670, Australia

Competitor

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Postal Code 4670

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.