SEQUOIA WEALTH PTY LTD


Address: Dulwich, SA 5065, Australia

SEQUOIA WEALTH PTY LTD (Licence# 000499729) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is September 18, 2017.

Service Overview

Register Name AFS Licence
Licence Name SEQUOIA WEALTH PTY LTD
Licence Number 000499729
Licence ABN 14008059765
Issue Date 2017-09-18
Locality DULWICH
State SA
Postcode 5065
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000345531 MARK LINCOLN HIGGINS Current 2017-09-18

Office Location

Locality DULWICH
State SA
Postcode 5065
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
WAKEFIELD PARTNERS PTY LTD 2017-07-03 Dulwich, SA 5065, Australia
DULWICH GROUP SERVICES PTY LTD 2013-05-17 Dulwich, SA 5065, Australia
LAWRENCE FINANCIAL GROUP PTY LIMITED 2011-05-12 Toorak Gardens, SA 5065, Australia
ARC EQUITY PARTNERS PTY LTD 2010-01-22 Dulwich, SA 5065, Australia
DJM FINANCIAL SERVICES PTY LTD 2008-09-03 Linden Park, SA 5065, Australia
EVOLUTION SUPER (AUSTRALIA) PTY LTD 2008-02-21 Dulwich, SA 5065, Australia
ALPHA STRUCTURED INVESTMENTS PTY LTD 2005-10-07 Dulwich, SA 5065, Australia
M.G.A. INSURANCE BROKERS PTY. LTD. 2004-03-10 Dulwich, SA 5065, Australia
MILLENNIUM UNDERWRITING AGENCIES PTY LTD 2004-03-10 Dulwich, SA 5065, Australia
BLAXLAND VINEYARDS LIMITED 2003-03-27 Dulwich, SA 5065, Australia

Competitor

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Postal Code 5065

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.