NORTHERLY CAPITAL PTY LTD


Address: Nedlands, WA 6009, Australia

NORTHERLY CAPITAL PTY LTD (Licence# 000502290) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 7, 2018.

Service Overview

Register Name AFS Licence
Licence Name NORTHERLY CAPITAL PTY LTD
Licence Number 000502290
Licence ABN 35620782756
Issue Date 2018-02-07
Locality NEDLANDS
State WA
Postcode 6009
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice only, for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • interests in managed investment schemes excluding investor directed portfolio services; and
    • securities;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • general insurance products;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to wholesale clients.

      Office Location

      Locality NEDLANDS
      State WA
      Postcode 6009
      Country Australia

      Financial services with the same postcode

      Service Name Issue Date Locality
      PROFICIENT CAPITAL PTY LIMITED 2017-06-09 Nedlands, WA 6009, Australia
      LONGREACH CAPITAL PTY. LTD. 2017-06-08 Nedlands, WA 6009, Australia
      REALSIDE PTY LTD 2017-01-24 Nedlands, WA 6009, Australia
      BELL, SHANNON 2015-07-22 Nedlands, WA 6009, Australia
      BROGAN, CHRISTOPHER GERARD 2015-04-28 Nedlands, WA 6009, Australia
      FIVEMARK CAPITAL PTY LTD 2013-12-12 Nedlands, WA 6009, Australia
      PBA CORPORATION PTY. LTD. 2013-03-13 Nedlands, WA 6009, Australia
      ETO GROUP PTY LTD 2013-02-01 Nedlands, WA 6009, Australia
      DEVELOPMENT MANAGEMENT GROUP PTY LTD 2013-01-23 Dalkeith, WA 6009, Australia
      ELLIOTT AUSTRALIA GROUP PTY LTD 2012-07-10 Nedlands, WA 6009, Australia

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      Postal Code 6009

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.