JP WEALTH SECURITIES PTY LTD


Address: Richmond, VIC 3121, Australia

JP WEALTH SECURITIES PTY LTD (Licence# 000504325) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 28, 2018.

Service Overview

Register Name AFS Licence
Licence Name JP WEALTH SECURITIES PTY LTD
Licence Number 000504325
Licence ABN 38622649825
Issue Date 2018-02-28
Locality RICHMOND
State VIC
Postcode 3121
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000296673 BRENDAN MICHAEL SHANNAN Current 2018-05-04

Office Location

Locality RICHMOND
State VIC
Postcode 3121
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
PROFESSIONAL INVESTMENT SOLUTIONS PTY. LTD. 2016-09-20 Richmond, VIC 3121, Australia
KENNEDY KING PTY LTD 2016-09-13 Richmond, VIC 3121, Australia
ALAN DREDGE & CO. PTY. LIMITED 2016-07-25 Richmond, VIC 3121, Australia
ARK ASSET MANAGEMENT AUSTRALIA LIMITED 2016-01-29 Richmond, VIC 3121, Australia
ENVISAGER SECURITIES LIMITED 2015-01-20 Cremorne, VIC 3121, Australia
RAMPERSAND MANAGEMENT PROPRIETARY LIMITED 2014-08-15 Cremorne, VIC 3121, Australia
RAMP CARBON PTY LTD 2012-12-17 Richmond, VIC 3121, Australia
PFA ADVISER SERVICES PTY LTD 2012-09-28 Richmond, VIC 3121, Australia
WATTLE PARTNERS PTY LTD 2010-11-09 Richmond, VIC 3121, Australia
CHURCHILL CAPITAL AUSTRALIA PTY LIMITED 2006-11-28 Richmond, VIC 3121, Australia

Competitor

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Postal Code 3121

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.