Australian Financial Service Licences

Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

2000 · Search Result

Service Name Issue Date Locality
ORACLE MARKETS PTY LTD 2011-04-21 Sydney, NSW 2000, Australia
INSIGHT PRIVATE WEALTH PTY LIMITED 2011-04-18 Sydney, NSW 2000, Australia
KWM FINANCIAL CONSULTANTS PTY LTD 2011-04-11 Sydney, NSW 2000, Australia
INVESTA LISTED FUNDS MANAGEMENT LIMITED 2011-04-11 Sydney, NSW 2000, Australia
SPRING FG WEALTH PTY LTD 2011-04-04 Sydney, NSW 2000, Australia
J & B ENERGY SERVICES PTY. LTD. 2011-03-30 Sydney, NSW 2000, Australia
GLORY SKY GLOBAL (AUS) LIMITED 2011-03-16 Sydney, NSW 2000, Australia
DAYTON WAY SECURITIES PTY LTD 2011-03-15 Sydney, NSW 2000, Australia
GOODMAN INDUSTRIAL FUNDS MANAGEMENT LIMITED 2011-03-15 Sydney, NSW 2000, Australia
ALPHA LEASE FUND AUSTRALIA LIMITED 2011-02-24 Sydney, NSW 2000, Australia
FORTRESS INVESTMENT GROUP (AUSTRALIA) PTY LIMITED 2011-02-18 Sydney, NSW 2000, Australia
KP INTERNATIONAL GROUP AUSTRALIA PTY LTD 2011-02-15 Sydney, NSW 2000, Australia
POMONA AUSTRALIA PTY LIMITED 2011-02-09 Sydney, NSW 2000, Australia
KPMG FINANCIAL SERVICES CONSULTING PTY LTD 2011-02-09 Barangaroo, NSW 2000, Australia
AXSTRA CAPITAL PTY LIMITED 2011-02-08 Sydney, NSW 2000, Australia
MERCURY CAPITAL INVESTMENTS PTY LIMITED 2011-02-02 Sydney, NSW 2000, Australia
FIRST COMMERCIAL LIMITED 2011-01-31 Sydney, NSW 2000, Australia
BMFN PTY LTD 2011-01-28 Sydney, NSW 2000, Australia
THE SILVERFERN GROUP PTY LTD 2011-01-24 Sydney, NSW 2000, Australia
NOVAPORT CAPITAL PTY LTD 2011-01-19 Sydney, NSW 2000, Australia
708 CAPITAL PTY LTD 2011-01-18 Sydney, NSW 2000, Australia
AIG AUSTRALIA LIMITED 2011-01-11 Sydney, NSW 2000, Australia
GLOBAL PRIME PTY LIMITED 2011-01-05 Sydney, NSW 2000, Australia
LANTERN RE LTD 2011-01-04 Sydney, NSW 2000, Australia
AMP DIRECT PTY LTD 2011-01-01 Sydney, NSW 2000, Australia
COVERDIRECT PTY LIMITED 2010-12-22 Sydney, NSW 2000, Australia
EQUITIES FIRST HOLDINGS (AUSTRALIA) PTY LTD 2010-12-21 Sydney, NSW 2000, Australia
LEVERAGED EQUITIES LIMITED 2010-12-14 Sydney, NSW 2000, Australia
AURA WEALTH PTY LTD. 2010-12-14 Sydney, NSW 2000, Australia
BLACKWATTLE INVESTMENT MANAGEMENT PTY LTD 2010-12-14 Sydney, NSW 2000, Australia
MARKIEWICZ & COMPANY PTY LTD 2010-12-13 Sydney, NSW 2000, Australia
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 2010-12-07 Sydney, NSW 2000, Australia
CQS INVESTMENT MANAGEMENT (AUSTRALIA) PTY LIMITED 2010-12-06 Sydney, NSW 2000, Australia
PROJECTS & INFRASTRUCTURE HOLDINGS PTY LTD 2010-11-30 Sydney, NSW 2000, Australia
CRESCENT WEALTH FUNDS MANAGEMENT (AUST) LIMITED 2010-11-30 Sydney, NSW 2000, Australia
LGSS PTY LIMITED 2010-11-15 Sydney, NSW 2000, Australia
RE1 LIMITED 2010-11-02 Sydney, NSW 2000, Australia
RE2 LIMITED 2010-11-02 Sydney, NSW 2000, Australia
AUSTRALIAN GROUP INSURANCES PTY LTD 2010-10-29 Sydney, NSW 2000, Australia
ARROWSTREET CAPITAL AUSTRALIA PTY. LTD. 2010-10-27 Sydney, NSW 2000, Australia
MOODY'S ANALYTICS AUSTRALIA PTY LTD 2010-10-26 Sydney, NSW 2000, Australia
APEX CAPITAL PARTNERS PTY LIMITED 2010-10-22 Sydney, NSW 2000, Australia
AURA CAPITAL PTY LTD 2010-10-18 Sydney, NSW 2000, Australia
ALLEN ALLEN & PARTNERS PTY LTD 2010-10-15 Sydney, NSW 2000, Australia
CREDIT SUISSE INVESTMENT SERVICES (AUSTRALIA) LIMITED 2010-10-12 Sydney, NSW 2000, Australia
LLOYDS BANK PLC 2010-10-11 Sydney, NSW 2000, Australia
CHAMP VENTURES 7 MANAGEMENT PTY LIMITED 2010-10-11 Sydney, NSW 2000, Australia
JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED 2010-09-30 Sydney, NSW 2000, Australia
ENVEX SERVICES PTY LIMITED 2010-09-21 Sydney, NSW 2000, Australia
CHINA CONSTRUCTION BANK CORPORATION 2010-09-20 Sydney, NSW 2000, Australia
HIGHLOW MARKETS PTY LTD 2010-09-17 Sydney, NSW 2000, Australia
RUIZEAN FUNDS MANAGEMENT LTD 2010-09-13 Sydney, NSW 2000, Australia
AXLE CAPITAL PTY LIMITED 2010-09-07 Sydney, NSW 2000, Australia
MASON STEVENS LIMITED 2010-08-30 Sydney, NSW 2000, Australia
MONEX SECURITIES AUSTRALIA PTY LTD 2010-08-25 Sydney, NSW 2000, Australia
STURT CAPITAL PTY LTD 2010-08-20 Sydney, NSW 2000, Australia
ROCHFORD CAPITAL PTY LIMITED 2010-08-12 Sydney, NSW 2000, Australia
MARITIME SUPER PTY LIMITED 2010-08-11 Sydney, NSW 2000, Australia
ALPHINITY INVESTMENT MANAGEMENT PTY LTD 2010-08-09 Sydney, NSW 2000, Australia
CITILINK FINANCE (AUSTRALIA) PTY LTD 2010-08-05 Sydney, NSW 2000, Australia
LIDIS GROUP PTY LIMITED 2010-07-30 Sydney, NSW 2000, Australia
BENTHAM ASSET MANAGEMENT PTY LTD 2010-07-27 Sydney, NSW 2000, Australia
AQUAMORE AFSL PTY LTD 2010-07-26 Sydney, NSW 2000, Australia
CLSA AUSTRALIA PTY LTD 2010-07-22 Sydney, NSW 2000, Australia
ORION CAPITAL PARTNERS PTY LIMITED 2010-07-19 Sydney, NSW 2000, Australia
HORIZON WEALTH MANAGEMENT PTY LTD 2010-07-16 Sydney, NSW 2000, Australia
CAMBRIDGE MERCANTILE (AUSTRALIA) PTY. LTD. 2010-07-06 Sydney, NSW 2000, Australia
VINVA INVESTMENT MANAGEMENT LIMITED 2010-07-02 Sydney, NSW 2000, Australia
SWISS RE INTERNATIONAL SE 2010-06-24 Sydney, NSW 2000, Australia
ALLEGRO FUNDS PTY LTD 2010-06-11 Sydney, NSW 2000, Australia
AXA CORPORATE SOLUTIONS ASSURANCE 2010-06-04 Sydney, NSW 2000, Australia
APSEC COMPLIANCE AND ADMINISTRATION PTY LTD 2010-06-02 Sydney, NSW 2000, Australia
CAPELLA CAPITAL LEND LEASE PTY LIMITED & CAPELLA PARTNERS PTY LIMITED 2010-05-31 Barangaroo, NSW 2000, Australia
HALLBAR GROUP CAPITAL PTY LIMITED 2010-05-24 Sydney, NSW 2000, Australia
BEST LEADER MARKETS PTY LTD 2010-05-18 Sydney, NSW 2000, Australia
MOELIS AUSTRALIA ADVISORY PTY. LTD. 2010-05-14 Sydney, NSW 2000, Australia
STRATFORD ADVISORY GROUP (NSW) PTY LIMITED 2010-05-12 Sydney, NSW 2000, Australia
IMPLEMENTED PORTFOLIOS PTY LTD 2010-05-07 Sydney, NSW 2000, Australia
FINANCIAL MASTERPLAN PTY LTD 2010-05-06 Sydney, NSW 2000, Australia
BETASHARES CAPITAL LTD 2010-05-03 Sydney, NSW 2000, Australia
ALCEON GROUP PTY LTD 2010-04-30 Sydney, NSW 2000, Australia
FORTUNE SECURITIES PTY LTD 2010-04-28 Sydney, NSW 2000, Australia
TAUPE FINANCIAL SERVICES PTY LTD 2010-04-12 Sydney, NSW 2000, Australia
INVESTEC AUSTRALIA LIMITED 2010-04-09 Sydney, NSW 2000, Australia
SPIRE CAPITAL PTY LTD 2010-03-15 Sydney, NSW 2000, Australia
ENLIHTAN CAPITAL MANAGEMENT PTY LIMITED 2010-03-05 Sydney, NSW 2000, Australia
MERLON CAPITAL PARTNERS PTY LTD 2010-02-25 Sydney, NSW 2000, Australia
LANYON ASSET MANAGEMENT PTY LIMITED 2010-02-23 Sydney, NSW 2000, Australia
EIG GLOBAL ENERGY (AUSTRALIA) PTY LTD 2010-02-18 Sydney, NSW 2000, Australia
ACCRU FINANCIAL PLANNING PTY LTD 2010-02-09 Sydney, NSW 2000, Australia
EBS SERVICE COMPANY LIMITED 2010-02-08 Sydney, NSW 2000, Australia
GENERAL INSURANCE BROKERS OF AUSTRALIA PTY LTD 2010-02-05 Sydney, NSW 2000, Australia
BARINGS AUSTRALIA PTY LTD 2010-01-27 Sydney, NSW 2000, Australia
CATALYST PRIVATE WEALTH PTY. LTD. 2010-01-15 Sydney, NSW 2000, Australia
H.R.L. MORRISON & CO PRIVATE MARKETS PTY. LTD. 2010-01-13 Sydney, NSW 2000, Australia
GANNET CAPITAL PTY. LTD. 2010-01-13 Sydney, NSW 2000, Australia
ARCHERFIELD PARTNERS PTY LIMITED 2010-01-05 Sydney, NSW 2000, Australia
LONG TAIL ASSET MANAGEMENT PTY LTD 2010-01-04 Sydney, NSW 2000, Australia
MOODY'S INVESTORS SERVICE PTY LIMITED 2010-01-01 Sydney, NSW 2000, Australia
FITCH AUSTRALIA PTY LTD 2010-01-01 Sydney, NSW 2000, Australia