Australian Financial Service Licences


Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

2000 · Search Result

Service Name Issue Date Locality
SPITFIRE OPERATIONS PTY LTD 2013-08-28 Sydney, NSW 2000, Australia
APOGEE MANAGEMENT SERVICES (AUSTRALIA) PTY LTD 2013-08-21 Sydney, NSW 2000, Australia
FOCUS CAPITAL PARTNERS PTY LTD 2013-08-20 Sydney, NSW 2000, Australia
AETHER CAPITAL INVESTMENTS PTY LIMITED 2013-08-12 Sydney, NSW 2000, Australia
LEEDS CAPITAL INVESTMENTS PTY LIMITED 2013-08-09 Sydney, NSW 2000, Australia
NEW SOUTH CAPITAL PTY LTD 2013-08-06 Sydney, NSW 2000, Australia
RUIZEAN MARKETS PTY LTD 2013-07-31 Sydney, NSW 2000, Australia
PIPECLAY LAWSON LTD 2013-07-30 Sydney, NSW 2000, Australia
GLOBAL CAPITAL ASSETS MANAGEMENT PTY LTD 2013-07-30 Barangaroo, NSW 2000, Australia
JEMENNA CAPITAL PTY LIMITED 2013-07-30 Sydney, NSW 2000, Australia
ASURION FINANCIAL SERVICES PTY LTD 2013-07-17 Sydney, NSW 2000, Australia
ASX COLLATERAL MANAGEMENT SERVICES PTY LIMITED 2013-07-15 Sydney, NSW 2000, Australia
CAZADORES INVESTMENTS PTY LTD 2013-07-11 Sydney, NSW 2000, Australia
IAG & NRMA SUPERANNUATION PTY LIMITED 2013-07-09 Sydney, NSW 2000, Australia
MCGRATHNICOL TRANSACTION ADVISORY PTY LTD 2013-07-03 Sydney, NSW 2000, Australia
INVAST FINANCIAL SERVICES PTY LTD 2013-06-25 Sydney, NSW 2000, Australia
LHC CAPITAL PARTNERS PTY LTD 2013-06-19 Sydney, NSW 2000, Australia
PLATINUM GATE PROPRIETARY LIMITED 2013-06-13 Sydney, NSW 2000, Australia
FORTITUDE PRIVATE WEALTH PTY LTD. 2013-06-11 Sydney, NSW 2000, Australia
PHOENIX PRIVATE WEALTH MANAGEMENT PTY LTD 2013-06-11 Sydney, NSW 2000, Australia
CBRE CAPITAL ADVISORS (ASIA PACIFIC) PTY LIMITED 2013-06-06 Sydney, NSW 2000, Australia
HLK GROUP PTY LTD 2013-05-31 Sydney, NSW 2000, Australia
TRADEMAX GROUP PTY LTD 2013-05-21 Barangaroo, NSW 2000, Australia
CHASE CORPORATE ADVISORY PTY. LTD. 2013-05-21 Sydney, NSW 2000, Australia
CPG FINANCIAL SERVICES PTY LTD 2013-05-21 Sydney, NSW 2000, Australia
MARCEL EQUITY PTY. LIMITED 2013-05-09 Sydney, NSW 2000, Australia
NAVIN ASSET MANAGEMENT PTY LTD 2013-05-07 Sydney, NSW 2000, Australia
GREENWICH INVESTMENT MANAGEMENT PTY LTD 2013-05-06 Sydney, NSW 2000, Australia
AUSSIE FOREX & FINANCE PTY LTD 2013-04-23 Sydney, NSW 2000, Australia
RIGHT CLICK CAPITAL MANAGEMENT PTY LIMITED 2013-04-18 Sydney, NSW 2000, Australia
APT WEALTH PARTNERS PTY LTD 2013-04-09 Sydney, NSW 2000, Australia
HAWKESBURY PARTNERS PTY LIMITED 2013-04-05 Sydney, NSW 2000, Australia
NANUK ASSET MANAGEMENT PTY LTD 2013-03-25 Sydney, NSW 2000, Australia
TREASURE BAY CAPITAL PTY LTD 2013-03-25 Sydney, NSW 2000, Australia
INSTREET INVESTMENT LIMITED 2013-03-22 Sydney, NSW 2000, Australia
ON-MARKET BOOKBUILDS PTY LIMITED 2013-03-19 Sydney, NSW 2000, Australia
FISHER INVESTMENTS AUSTRALASIA PTY LTD 2013-03-08 Sydney, NSW 2000, Australia
PENDAL FUND SERVICES LIMITED 2013-03-05 Sydney, NSW 2000, Australia
AUSIN GROUP (WEALTH MANAGEMENT) PTY LIMITED 2013-03-01 Sydney, NSW 2000, Australia
AVIATOR CAPITAL PTY LTD 2013-02-26 Sydney, NSW 2000, Australia
CV FUNDS MANAGEMENT LTD 2013-02-19 Sydney, NSW 2000, Australia
MOELIS AUSTRALIA ASSET MANAGEMENT LTD 2013-02-14 Sydney, NSW 2000, Australia
EMERGE CAPITAL PARTNERS (TRANSACTIONS) PTY LTD 2013-02-08 The Rocks, NSW 2000, Australia
RMR AUSTRALIA ASSET MANAGEMENT PTY LTD 2013-01-30 Sydney, NSW 2000, Australia
AMP CAPITAL FUNDS MANAGEMENT LIMITED 2013-01-25 Sydney, NSW 2000, Australia
KANTIPUR ASIA PACIFIC PTY LTD 2013-01-25 Sydney, NSW 2000, Australia
INGOT BROKERS (AUSTRALIA) PTY LTD 2013-01-24 Sydney, NSW 2000, Australia
SHENTON WAY SECURITIES PTY LTD 2013-01-22 Sydney, NSW 2000, Australia
MERRILL LYNCH MARKETS (AUSTRALIA) PTY. LIMITED. 2013-01-22 Sydney, NSW 2000, Australia
LIBERTAS FINANCIAL PLANNING PTY LTD 2013-01-18 Sydney, NSW 2000, Australia
FC FUNDS MANAGEMENT PTY LTD 2013-01-17 Sydney, NSW 2000, Australia
MANIFORD PTY LIMITED 2013-01-15 Sydney, NSW 2000, Australia
HARRINGTON CUSTODIAN PTY LIMITED 2013-01-14 Sydney, NSW 2000, Australia
HARVEST LANE CAPITAL PTY LTD 2013-01-09 Sydney, NSW 2000, Australia
TURRET INVESTMENTS PTY LTD 2013-01-02 Sydney, NSW 2000, Australia
VANTAGE GLOBAL PRIME PTY LTD 2012-12-21 Sydney, NSW 2000, Australia
CARBON FINANCIAL SERVICES PTY. LTD. 2012-12-21 Sydney, NSW 2000, Australia
EXPERIEN GENERAL INSURANCE SERVICES PTY LTD 2012-12-20 Sydney, NSW 2000, Australia
RAINBOW LEGEND GROUP PTY LTD 2012-12-19 Sydney, NSW 2000, Australia
ALTROVE CAPITAL FUNDS MANAGEMENT PTY LTD 2012-12-17 Sydney, NSW 2000, Australia
AIG CAPITAL PTY LTD 2012-12-13 Sydney, NSW 2000, Australia
INTELLIGENT FINANCIAL MARKETS PTY LTD 2012-12-13 Sydney, NSW 2000, Australia
WOORI BANK 2012-12-13 Sydney, NSW 2000, Australia
AURIC INTERNATIONAL MARKETS PTY LTD 2012-12-12 Sydney, NSW 2000, Australia
BRIDGELANE ASSET MANAGEMENT PTY LTD 2012-12-10 Sydney, NSW 2000, Australia
LIVERPOOL PARTNERS PTY LTD 2012-12-03 Sydney, NSW 2000, Australia
LONSEC RESEARCH PTY LTD 2012-11-30 Sydney, NSW 2000, Australia
PRINCETON MORTGAGES PTY LTD 2012-11-27 Sydney, NSW 2000, Australia
COMPASS GLOBAL HOLDINGS PTY LTD 2012-11-21 Sydney, NSW 2000, Australia
ASIA PACIFIC DATA CENTRE LIMITED 2012-11-15 Sydney, NSW 2000, Australia
SOCIAL VENTURES AUSTRALIA LIMITED 2012-11-14 Sydney, NSW 2000, Australia
PALADIN WEALTH ADVISERS PTY LTD 2012-11-06 Sydney, NSW 2000, Australia
EASY CAPITAL PTY LIMITED 2012-11-01 Sydney, NSW 2000, Australia
DEXUS WHOLESALE MANAGEMENT LIMITED 2012-10-31 Sydney, NSW 2000, Australia
AUSCAP ASSET MANAGEMENT LIMITED 2012-10-29 Sydney, NSW 2000, Australia
HAYBERRY ASSET MANAGEMENT LIMITED 2012-10-25 Sydney, NSW 2000, Australia
HABITUS CAPITAL PTY LTD 2012-10-22 Sydney, NSW 2000, Australia
BANK OF BARODA 2012-10-16 Sydney, NSW 2000, Australia
ARCH UNDERWRITING AT LLOYD'S (AUSTRALIA) PTY LTD 2012-10-15 Sydney, NSW 2000, Australia
ETERNAL WEALTH GROUP PTY LTD 2012-10-12 Sydney, NSW 2000, Australia
FINSA PTY LTD 2012-10-11 Sydney, NSW 2000, Australia
WHITECOVE CAPITAL PTY LTD 2012-10-10 Sydney, NSW 2000, Australia
PLUS500AU PTY. LTD. 2012-10-09 Sydney, NSW 2000, Australia
STA GLOBAL INVESTMENTS PTY LTD 2012-10-08 Sydney, NSW 2000, Australia
JADE CAPITAL PARTNERS PTY. LTD. 2012-10-08 Sydney, NSW 2000, Australia
SHOPPING CENTRES AUSTRALASIA PROPERTY GROUP RE LIMITED 2012-10-03 Sydney, NSW 2000, Australia
AIRLIE FUNDS MANAGEMENT PTY LTD 2012-09-21 Sydney, NSW 2000, Australia
HUNTER BURTON CAPITAL PTY LTD 2012-09-11 Sydney, NSW 2000, Australia
CHARTERPRIME PTY LTD 2012-09-03 Sydney, NSW 2000, Australia
CTSP FUNDS MANAGEMENT PTY LIMITED 2012-09-03 Sydney, NSW 2000, Australia
BLUE LANTERN FINANCIAL SERVICES PTY LTD 2012-08-29 Sydney, NSW 2000, Australia
KKR AUSTRALIA INVESTMENT MANAGEMENT PTY LTD 2012-08-17 Sydney, NSW 2000, Australia
MAGMA CAPITAL ADVISORY PTY LIMITED 2012-08-15 Sydney, NSW 2000, Australia
ASCENDAS HOSPITALITY AUSTRALIA FUND MANAGEMENT PTY LTD 2012-08-09 Sydney, NSW 2000, Australia
FAIRMARKETS TRADING PTY LTD 2012-07-24 Sydney, NSW 2000, Australia
WENTWORTH GLOBAL SECURITIES PTY LTD 2012-07-13 Sydney, NSW 2000, Australia
MGF CAPITAL PTY LTD 2012-07-05 Sydney, NSW 2000, Australia
VERTICAL CAPITAL MARKETS PTY. LTD. 2012-07-02 Sydney, NSW 2000, Australia
MORPHIC ASSET MANAGEMENT PTY LIMITED 2012-07-02 Sydney, NSW 2000, Australia
ADEXUM CAPITAL LIMITED 2012-07-02 Sydney, NSW 2000, Australia