Australian Financial Service Licences

Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

2093 · Search Result

Service Name Issue Date Locality
JANET GOUGH AND ASSOCIATES PTY LTD 2016-11-10 North Balgowlah, NSW 2093, Australia
LGAA INVESTMENTS PTY LTD 2016-02-26 Balgowlah Heights, NSW 2093, Australia
HSRC CAPITAL PTY LTD 2013-06-05 North Balgowlah, NSW 2093, Australia
PATERSON, DAVID O 2004-02-03 Balgowlah, NSW 2093, Australia
MACKELLAR INSURANCE BROKERS PTY LTD 2004-02-01 Balgowlah, NSW 2093, Australia
BROOKVALE INSURANCE BROKERS PTY LTD 2003-10-15 Balgowlah, NSW 2093, Australia