Australian Financial Service Licences

Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

2650 · Search Result

Service Name Issue Date Locality
GIACCA, SIMON ANTHONY 2016-05-04 Wagga Wagga, NSW 2650, Australia
ADAMS & ASSOCIATES FINANCIAL PLANNERS PTY LTD 2004-03-10 Wagga Wagga, NSW 2650, Australia
PETER L BROWN & ASSOCIATES PTY LTD 2004-03-10 Wagga Wagga, NSW 2650, Australia
ADVANCE TRADING AUSTRALASIA PTY LIMITED 2004-02-17 East Wagga Wagga, NSW 2650, Australia