CLAUS GERLING


Licensee: GERLING & COMPANY PTY LIMITED

CLAUS GERLING (Adviser# 000223084) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 17, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name CLAUS GERLING
Adviser Number 000223084
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1986
Financial Service (AFS) Licence Licence# 000218770
GERLING & COMPANY PTY LIMITED
Licence ABN 80078111654
Adviser Start Date 2015-03-17
Appointing Representative Name GERLING & COMPANY PTY LIMITED
Appointing Representative Number 000218770
Appointing Representative ABN 80078111654

Authorisations to provide financial product advice

  • CLAUS GERLING
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Foreign Exchange
  • ·
  • Managed Investment Schemes Own Managed Only
  • ·
  • Securities

Qualifications and training history

Qualification / Degree Institute / School
PS 146 Securities Securities Institute
Registered Representative Sydney Futures Exchange
Series 3 National Futures Association USA

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000218770 GERLING & COMPANY PTY LIMITED 2015-03-17 - GERLING & COMPANY PTY LIMITED

Licensee Information

Licence Name GERLING & COMPANY PTY LIMITED
Licence Number 000218770
Licence ABN 80078111654

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.