GERLING & COMPANY PTY LIMITED


Address: Westleigh, NSW 2120, Australia

GERLING & COMPANY PTY LIMITED (Licence# 000218770) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is August 22, 2002.

Service Overview

Register Name AFS Licence
Licence Name GERLING & COMPANY PTY LIMITED
Licence Number 000218770
Licence ABN 80078111654
Issue Date 2002-08-22
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
FutBro 169201
Locality WESTLEIGH
State NSW
Postcode 2120
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • interests in managed investment schemes limited to:
      • own managed investment scheme only; and
    • securities;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
      • interests in managed investment schemes limited to:
        • own managed investment scheme only; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • derivatives;
      • foreign exchange contracts; and
      • securities; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      000223084 CLAUS GERLING Current 2015-03-17

      Office Location

      Locality WESTLEIGH
      State NSW
      Postcode 2120
      Country Australia

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      Postal Code 2120

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.