CHRISTOPHER JOHN PETER SAM


Licensee: TMG LICENSEE SERVICES PTY LTD

CHRISTOPHER JOHN PETER SAM (Adviser# 000227576) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 15, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name CHRISTOPHER JOHN PETER SAM
Adviser Number 000227576
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2002
Financial Service (AFS) Licence Licence# 000325652
TMG LICENSEE SERVICES PTY LTD
Licence ABN 50103881296
Licence Controlled By TMGLS HOLDINGS PTY LTD
Adviser Start Date 2018-06-15
Appointing Representative Name TMG LICENSEE SERVICES PTY LTD
Appointing Representative Number 000325652
Appointing Representative ABN 50103881296
Memberships Chartered Accountants Australia and New Zealand (CA)

Authorisations to provide financial product advice

  • CHRISTOPHER JOHN PETER SAM
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Economics Macquarie University
Certified Financial Planner FPA
Diploma of Financial Services (Financial Planning) Mentor
Margin Lending MLC
Self managed Super Funds Education Program Financial Essentials

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000325652 TMG LICENSEE SERVICES PTY LTD
Licence controlled by: TMGLS HOLDINGS PTY LTD
2018-06-15 - TMG LICENSEE SERVICES PTY LTD
000244252 MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Further restrictions: Government Debentures, Stocks or Bonds - Class of product only.
2012-09-17 - 2018-06-15 MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
000230689 APOGEE FINANCIAL PLANNING LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2012-04-24 - 2012-09-17
000412709 RISK ADVICE SPECIALISTS PTY LTD
Licence controlled by: MACQUARIE GROUP LIMITED
2011-12-23 - 2012-04-23
000253125 POLITIS INVESTMENT STRATEGIES PTY LTD 2010-08-16 - 2012-04-10
000336982 PATRONUS RISK SPECIALISTS PTY LTD 2010-06-04 - 2011-12-23
000240687 SECURITOR FINANCIAL GROUP LTD
Licence controlled by: WESTPAC BANKING CORPORATION
2009-08-18 - 2010-06-30

Licensee Information

Licence Name TMG LICENSEE SERVICES PTY LTD
Licence Number 000325652
Licence ABN 50103881296

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MATTHEW CHARLES DICKSON Tmg Licensee Services Pty Ltd Current 2018-06-18
HUGH JAMES DICKSON Tmg Licensee Services Pty Ltd Current 2018-06-15
STEVEN ROBERT MCQUILLAN Tmg Licensee Services Pty Ltd Current 2018-06-15
CAMERON WILLIAM DICKSON Tmg Licensee Services Pty Ltd Current 2018-06-15
TRENT KLEIN Tmg Licensee Services Pty Ltd Current 2018-06-15
JOSHUA KELLY Tmg Licensee Services Pty Ltd Current 2018-06-15
DAVID ALEXANDER PYE Tmg Licensee Services Pty Ltd Current 2014-10-20
JOHN MCALLISTER Tmg Licensee Services Pty Ltd Ceased 2010-05-10
JILLIAN STOTHERS Tmg Licensee Services Pty Ltd Current 2010-03-15

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MATTHEW CHARLES DICKSON Tmg Licensee Services Pty Ltd Current 2018-06-18
HUGH JAMES DICKSON Tmg Licensee Services Pty Ltd Current 2018-06-15
STEVEN ROBERT MCQUILLAN Tmg Licensee Services Pty Ltd Current 2018-06-15
CAMERON WILLIAM DICKSON Tmg Licensee Services Pty Ltd Current 2018-06-15
TRENT KLEIN Tmg Licensee Services Pty Ltd Current 2018-06-15
JOSHUA KELLY Tmg Licensee Services Pty Ltd Current 2018-06-15
DAVID ALEXANDER PYE Tmg Licensee Services Pty Ltd Current 2014-10-20
JOHN MCALLISTER Tmg Licensee Services Pty Ltd Ceased 2010-05-10
JILLIAN STOTHERS Tmg Licensee Services Pty Ltd Current 2010-03-15

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.