GRAHAM JOHN HORROCKS


Licensee: LEADERS INVESTMENT MANAGEMENT PTY LIMITED

GRAHAM JOHN HORROCKS (Adviser# 000231212) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 23, 2003.

Adviser Overview

Register Name Financial Advisers
Adviser Name GRAHAM JOHN HORROCKS
Adviser Number 000231212
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser ABN 45519975051
Adviser First Advice Year 2003
Financial Service (AFS) Licence Licence# 000230417
LEADERS INVESTMENT MANAGEMENT PTY LIMITED
Licence ABN 99003174178
Licence Controlled By PALMLACE PTY. LIMITED
Adviser Start Date 2003-07-23
Appointing Representative Name LEADERS INVESTMENT MANAGEMENT PTY LIMITED
Appointing Representative Number 000230417
Appointing Representative ABN 99003174178

Authorisations to provide financial product advice

  • GRAHAM JOHN HORROCKS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Actuary (FIAA: Fellow of the Institute of Actuaries of Australia) Institute of Actuaries of Australia
B Sc (Hons) Australian National University (ANU)

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000230417 LEADERS INVESTMENT MANAGEMENT PTY LIMITED
Licence controlled by: PALMLACE PTY. LIMITED
2003-07-23 - LEADERS INVESTMENT MANAGEMENT PTY LIMITED

Licensee Information

Licence Name LEADERS INVESTMENT MANAGEMENT PTY LIMITED
Licence Number 000230417
Licence ABN 99003174178

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
DAVID BRIAN SANDIG Leaders Investment Management Pty Limited Current 2003-07-23

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
DAVID BRIAN SANDIG Leaders Investment Management Pty Limited Current 2003-07-23

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.