LEADERS INVESTMENT MANAGEMENT PTY LIMITED


Address: St Ives, NSW 2075, Australia

LEADERS INVESTMENT MANAGEMENT PTY LIMITED (Licence# 000230417) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 14, 2003.

Service Overview

Register Name AFS Licence
Licence Name LEADERS INVESTMENT MANAGEMENT PTY LIMITED
Licence Number 000230417
Licence ABN 99003174178
Issue Date 2003-07-14
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 179168
Locality ST IVES
State NSW
Postcode 2075
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products limited to:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • securities; and
      • superannuation;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes limited to:
        • own managed investment scheme only; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives limited to:
        • old law securities options contracts and warrants;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products limited to:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • securities; and
        • superannuation; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      000231212 GRAHAM JOHN HORROCKS Current 2003-07-23
      000231213 DAVID BRIAN SANDIG Current 2003-07-23

      Office Location

      Locality ST IVES
      State NSW
      Postcode 2075
      Country Australia

      Financial services with the same postcode

      Service Name Issue Date Locality
      RIGHT PATH FINANCIAL PTY LTD 2017-11-13 St Ives, NSW 2075, Australia
      OCEAN ASSET MANAGEMENT PTY. LIMITED 2009-12-16 St Ives, NSW 2075, Australia
      E-QUINE INSURANCE SERVICES PTY LIMITED 2007-08-22 St Ives, NSW 2075, Australia

      Financial services with the same locality

      Service Name Issue Date Locality
      RIGHT PATH FINANCIAL PTY LTD 2017-11-13 St Ives, NSW 2075, Australia
      OCEAN ASSET MANAGEMENT PTY. LIMITED 2009-12-16 St Ives, NSW 2075, Australia
      E-QUINE INSURANCE SERVICES PTY LIMITED 2007-08-22 St Ives, NSW 2075, Australia

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      Postal Code 2075

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.