ELLEN LOUISE FERRIS

Licensee: NEWELL PALMER SECURITIES PTY LTD

ELLEN LOUISE FERRIS (Adviser# 000238228) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 16, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name ELLEN LOUISE FERRIS
Adviser Number 000238228
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1998
Financial Service (AFS) Licence Licence# 000229264
NEWELL PALMER SECURITIES PTY LTD
Licence ABN 89050040232
Adviser Start Date 2018-07-16
Appointing Representative Name NEWELL PALMER SECURITIES PTY LTD
Appointing Representative Number 000229264
Appointing Representative ABN 89050040232
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • ELLEN LOUISE FERRIS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Deposit Payment Non Cash Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Economics (Hons) University of New England
Diploma of Financial Planning Deakin University/ Financial Planning Association
Listed Product Accreditation Course LPAC Online
Margin Lending and Geared Investments Kaplan Professional Education
Self Managed Superannuation Funds Kaplan Professional Education

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000229264 NEWELL PALMER SECURITIES PTY LTD 2018-07-16 - NEWELL PALMER SECURITIES PTY LTD
000237504 MACQUARIE EQUITIES LIMITED
Licence controlled by: MACQUARIE GROUP LIMITED
2017-09-06 - 2018-05-17 MACQUARIE EQUITIES LIMITED
000303000 THE WEALTH PARTNERSHIP PTY LTD
Licence controlled by: RAMSHEAD INVESTORS PTY LTD
2016-03-01 - 2017-08-04 THE WEALTH PARTNERSHIP PTY LTD
000246934 LONSDALE FINANCIAL GROUP LIMITED
Licence controlled by: IOOF HOLDINGS LTD
2012-06-30 - 2016-02-29 RAMSHEAD CAPITAL PTY LIMITED
000232406 AVENUE CAPITAL MANAGEMENT PTY LTD 2003-10-01 - 2012-06-29

Licensee Information

Licence Name NEWELL PALMER SECURITIES PTY LTD
Licence Number 000229264
Licence ABN 89050040232

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
DEAN HORWITZ Newell Palmer Securities Pty Ltd Current 2018-05-07
SIAN JIN RIDZUAN CHUA Newell Palmer Securities Pty Ltd Current 2011-09-01
VERNON JOSEPH REGO Newell Palmer Securities Pty Ltd Current 2009-07-01
JEROME PAUL CHOPARD Newell Palmer Securities Pty Ltd Current 2009-07-01
PAUL ROBERT BOURGEOIS Newell Palmer Securities Pty Ltd Current 2009-07-01
SIMON PETER BABBAGE Newell Palmer Securities Pty Ltd Current 2006-04-01

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
DEAN HORWITZ Newell Palmer Securities Pty Ltd Current 2018-05-07
SIAN JIN RIDZUAN CHUA Newell Palmer Securities Pty Ltd Current 2011-09-01
VERNON JOSEPH REGO Newell Palmer Securities Pty Ltd Current 2009-07-01
JEROME PAUL CHOPARD Newell Palmer Securities Pty Ltd Current 2009-07-01
PAUL ROBERT BOURGEOIS Newell Palmer Securities Pty Ltd Current 2009-07-01
SIMON PETER BABBAGE Newell Palmer Securities Pty Ltd Current 2006-04-01

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.