NEWELL PALMER SECURITIES PTY LTD


Address: Crows Nest, NSW 2065, Australia

NEWELL PALMER SECURITIES PTY LTD (Licence# 000229264) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 4, 2003.

Service Overview

Register Name AFS Licence
Licence Name NEWELL PALMER SECURITIES PTY LTD
Licence Number 000229264
Licence ABN 89050040232
Issue Date 2003-07-04
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 015027
InsLif 90185
Locality CROWS NEST
State NSW
Postcode 2065
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000238228 ELLEN LOUISE FERRIS Current 2018-07-16
001264588 DEAN HORWITZ Current 2018-05-07
001000412 SIAN JIN RIDZUAN CHUA Current 2011-09-01
001000450 VERNON JOSEPH REGO Current 2009-07-01
001000451 JEROME PAUL CHOPARD Current 2009-07-01
001000508 PAUL ROBERT BOURGEOIS Current 2009-07-01
000253531 RICHARD JACKSON Ceased 2009-07-01
001000416 SIMON PETER BABBAGE Current 2006-04-01

Office Location

Locality CROWS NEST
State NSW
Postcode 2065
Country Australia

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INCOME TAX CONSULTANTS PTY LTD 2017-04-07 Crows Nest, NSW 2065, Australia
KIM, KYUNG HAN 2017-02-21 Greenwich, NSW 2065, Australia
CIRRUM TAX ADVISERS PTY LIMITED 2017-02-03 Crows Nest, NSW 2065, Australia
HARMONEY AUSTRALIA LIMITED 2016-08-17 Crows Nest, NSW 2065, Australia
ACUMEN INSURANCE PTY LTD 2016-01-08 St Leonards, NSW 2065, Australia
QR FINANCIAL GROUP PTY. LTD. 2015-06-15 Crows Nest, NSW 2065, Australia
BLACKPEAK CAPITAL PTY LTD 2015-03-16 Naremburn, NSW 2065, Australia

Competitor

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Postal Code 2065

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.