SIAN JIN RIDZUAN CHUA

Licensee: NEWELL PALMER SECURITIES PTY LTD

SIAN JIN RIDZUAN CHUA (Adviser# 001000412) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 1, 2011.

Adviser Overview

Register Name Financial Advisers
Adviser Name SIAN JIN RIDZUAN CHUA
Adviser Number 001000412
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2011
Financial Service (AFS) Licence Licence# 000229264
NEWELL PALMER SECURITIES PTY LTD
Licence ABN 89050040232
Adviser Start Date 2011-09-01
Appointing Representative Name NEWELL PALMER SECURITIES PTY LTD
Appointing Representative Number 000229264
Appointing Representative ABN 89050040232
Memberships Chartered Financial Analyst Institute (CFA)
Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • SIAN JIN RIDZUAN CHUA
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
ADFS (FP) Kaplan
BSc (Electrical and Computer Engineering) Carnegie Mellon University
Chartered Financial Analyst CFA Institute
DFS (FP) Kaplan
MSc (Electrical and Computer Engineering) Carnegie Mellon University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000229264 NEWELL PALMER SECURITIES PTY LTD 2011-09-01 - NEWELL PALMER SECURITIES PTY LTD

Licensee Information

Licence Name NEWELL PALMER SECURITIES PTY LTD
Licence Number 000229264
Licence ABN 89050040232

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ELLEN LOUISE FERRIS Newell Palmer Securities Pty Ltd Current 2018-07-16
DEAN HORWITZ Newell Palmer Securities Pty Ltd Current 2018-05-07
VERNON JOSEPH REGO Newell Palmer Securities Pty Ltd Current 2009-07-01
JEROME PAUL CHOPARD Newell Palmer Securities Pty Ltd Current 2009-07-01
PAUL ROBERT BOURGEOIS Newell Palmer Securities Pty Ltd Current 2009-07-01
SIMON PETER BABBAGE Newell Palmer Securities Pty Ltd Current 2006-04-01

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ELLEN LOUISE FERRIS Newell Palmer Securities Pty Ltd Current 2018-07-16
DEAN HORWITZ Newell Palmer Securities Pty Ltd Current 2018-05-07
VERNON JOSEPH REGO Newell Palmer Securities Pty Ltd Current 2009-07-01
JEROME PAUL CHOPARD Newell Palmer Securities Pty Ltd Current 2009-07-01
PAUL ROBERT BOURGEOIS Newell Palmer Securities Pty Ltd Current 2009-07-01
SIMON PETER BABBAGE Newell Palmer Securities Pty Ltd Current 2006-04-01

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.