SIMON PHILLIPS (Adviser# 000239470) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 23, 2010.
| Register Name | Financial Advisers |
| Adviser Name | SIMON PHILLIPS |
| Adviser Number | 000239470 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2003 |
| Financial Service (AFS) Licence |
Licence# 000344139 AURUM PLANNING PTY LTD |
| Licence ABN | 19141418555 |
| Licence Controlled By | The Trustee for The Twilight Trust |
| Adviser Start Date | 2010-02-23 |
| Appointing Representative Name | AURUM PLANNING PTY LTD |
| Appointing Representative Number | 000344139 |
| Appointing Representative ABN | 19141418555 |
|
| Qualification / Degree | Institute / School |
|---|---|
| ASX Listed Products Accreditation | Savings Factory (ASX) |
| Continuing Professional Development | Kaplan |
| Diploma of Financial Markets | Securities Institute of Australia |
| RG146 Accreditation | Genesys Wealth Advisers |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000344139 |
AURUM PLANNING PTY LTD
Licence controlled by: The Trustee for The Twilight Trust |
2010-02-23 - | AURUM PLANNING PTY LTD |
| 000336223 | APWA PTY LTD | 2009-08-10 - 2010-05-21 | SIMON PHILLIPS |
| 000232686 |
GENESYS WEALTH ADVISERS LIMITED
Licence controlled by: AMP LIMITED |
2003-11-01 - 2009-08-07 | SIMON PHILLIPS |
| Licence Name | AURUM PLANNING PTY LTD |
| Licence Number | 000344139 |
| Licence ABN | 19141418555 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| ANDREW NEIL PRINCE | Aurum Planning Pty Ltd | Current | 2018-07-05 |
| MICHAEL JOHN WARD | Aurum Planning Pty Ltd | Current | 2018-05-24 |
| STUART GLENN FULTON | Aurum Planning Pty Ltd | Current | 2018-05-05 |
| MARGARET ANNE BARNESBY-JOHNSON | Aurum Planning Pty Ltd | Current | 2018-05-05 |
| BRENDAN DOWNES | Aurum Planning Pty Ltd | Current | 2010-02-23 |
| GRAHAM PAUL WROTH | Aurum Planning Pty Ltd | Ceased | 2010-02-23 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| ANDREW NEIL PRINCE | Aurum Planning Pty Ltd | Current | 2018-07-05 |
| MICHAEL JOHN WARD | Aurum Planning Pty Ltd | Current | 2018-05-24 |
| STUART GLENN FULTON | Aurum Planning Pty Ltd | Current | 2018-05-05 |
| MARGARET ANNE BARNESBY-JOHNSON | Aurum Planning Pty Ltd | Current | 2018-05-05 |
| BRENDAN DOWNES | Aurum Planning Pty Ltd | Current | 2010-02-23 |
| GRAHAM PAUL WROTH | Aurum Planning Pty Ltd | Ceased | 2010-02-23 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.