AURUM PLANNING PTY LTD


Address: South Perth, WA 6151, Australia

AURUM PLANNING PTY LTD (Licence# 000344139) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 19, 2010.

Service Overview

Register Name AFS Licence
Licence Name AURUM PLANNING PTY LTD
Licence Number 000344139
Licence ABN 19141418555
Issue Date 2010-02-19
Locality SOUTH PERTH
State WA
Postcode 6151
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000230507 ANDREW NEIL PRINCE Current 2018-07-05
000469001 MICHAEL JOHN WARD Current 2018-05-24
000230509 STUART GLENN FULTON Current 2018-05-05
000258161 MARGARET ANNE BARNESBY-JOHNSON Current 2018-05-05
000239381 BRENDAN DOWNES Current 2010-02-23
000239470 SIMON PHILLIPS Current 2010-02-23
000231354 GRAHAM PAUL WROTH Ceased 2010-02-23

Office Location

Locality SOUTH PERTH
State WA
Postcode 6151
Country Australia

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DOCTORS' CHOICE MEDICAL INDEMNITY ADVISERS PTY. LTD. 2016-06-02 South Perth, WA 6151, Australia
PDM CAPITAL PTY LTD 2014-12-10 South Perth, WA 6151, Australia
SUPERVISION SMSF SOLUTIONS PTY LTD 2013-05-21 South Perth, WA 6151, Australia
AUSTRALIAN FINANCIAL SOLUTIONS GROUP PTY LTD 2009-10-30 South Perth, WA 6151, Australia
MARKETAG PTY LTD 2008-07-11 South Perth, WA 6151, Australia
NEW YORK SECURITIES PTY LTD 2007-10-19 South Perth, WA 6151, Australia
MAIR SECURITIES PTY LTD 2006-07-06 Kensington, WA 6151, Australia
KNIGHT MANAGEMENT SERVICES PTY. LTD. 2006-02-13 South Perth, WA 6151, Australia

Competitor

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Postal Code 6151

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.