NEW YORK SECURITIES PTY LTD


Address: South Perth, WA 6151, Australia

NEW YORK SECURITIES PTY LTD (Licence# 000317392) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is October 19, 2007.

Service Overview

Register Name AFS Licence
Licence Name NEW YORK SECURITIES PTY LTD
Licence Number 000317392
Licence ABN 70111049800
Issue Date 2007-10-19
Locality SOUTH PERTH
State WA
Postcode 6151
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes excluding investor directed portfolio services;
    • securities;
    • standard margin lending facility; and
    • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • securities;
      • standard margin lending facility; and
      • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001000936 TIMOTHY JOHN CLARK Current 2009-09-21
001000937 JUSTIN ANDREW VOST Current 2008-06-15
001000938 COLLIN VOST Current 2007-10-20

Office Location

Locality SOUTH PERTH
State WA
Postcode 6151
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
MUN ACCOUNTANTS & TAX ADVISERS PTY LTD 2017-03-10 South Perth, WA 6151, Australia
HENRY AND ASSOCIATES PTY LTD 2016-12-20 South Perth, WA 6151, Australia
DOCTORS' CHOICE MEDICAL INDEMNITY ADVISERS PTY. LTD. 2016-06-02 South Perth, WA 6151, Australia
PDM CAPITAL PTY LTD 2014-12-10 South Perth, WA 6151, Australia
SUPERVISION SMSF SOLUTIONS PTY LTD 2013-05-21 South Perth, WA 6151, Australia
AURUM PLANNING PTY LTD 2010-02-19 South Perth, WA 6151, Australia
AUSTRALIAN FINANCIAL SOLUTIONS GROUP PTY LTD 2009-10-30 South Perth, WA 6151, Australia
MARKETAG PTY LTD 2008-07-11 South Perth, WA 6151, Australia
MAIR SECURITIES PTY LTD 2006-07-06 Kensington, WA 6151, Australia
KNIGHT MANAGEMENT SERVICES PTY. LTD. 2006-02-13 South Perth, WA 6151, Australia

Competitor

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Postal Code 6151

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.