CLIVE CORNWELL HERRALD

Licensee: WEALTHSTREAM FINANCIAL GROUP PTY LTD

CLIVE CORNWELL HERRALD (Adviser# 000241891) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 1, 2012.

Adviser Overview

Register Name Financial Advisers
Adviser Name CLIVE CORNWELL HERRALD
Adviser Number 000241891
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1985
Financial Service (AFS) Licence Licence# 000412079
WEALTHSTREAM FINANCIAL GROUP PTY LTD
Licence ABN 35152803113
Adviser Start Date 2012-02-01
Appointing Representative Name WEALTHSTREAM FINANCIAL GROUP PTY LTD
Appointing Representative Number 000412079
Appointing Representative ABN 35152803113

Authorisations to provide financial product advice

  • CLIVE CORNWELL HERRALD
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard
  • ·
  • Margin Lending Facility Non Standard

Qualifications and training history

Qualification / Degree Institute / School
Certified Financial Planner (CFP) Financial Planning Association

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000412079 WEALTHSTREAM FINANCIAL GROUP PTY LTD 2012-02-01 - WEALTHSTREAM FINANCIAL GROUP PTY LTD
000232686 GENESYS WEALTH ADVISERS LIMITED
Licence controlled by: AMP LIMITED
2005-05-27 - 2012-02-10

Licensee Information

Licence Name WEALTHSTREAM FINANCIAL GROUP PTY LTD
Licence Number 000412079
Licence ABN 35152803113

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ANDREW HARRISON Wealthstream Financial Group Pty Ltd Current 2015-06-01
MICHAEL CHRISTIAN BLOOM Wealthstream Financial Group Pty Ltd Current 2014-01-19
CANNA CAMPBELL Wealthstream Financial Group Pty Ltd Current 2012-06-01
CRAIG SMALL Wealthstream Financial Group Pty Ltd Current 2012-06-01
DEREK TAYLOR Wealthstream Financial Group Pty Ltd Current 2011-12-01
GERRY WAGSTAFF Wealthstream Financial Group Pty Ltd Current 2011-12-01
WAYNE BENSON Wealthstream Financial Group Pty Ltd Current 2011-12-01
SCOTT EDWARD HERRALD Wealthstream Financial Group Pty Ltd Current 2011-11-03
KEITH GATELEY Wealthstream Financial Group Pty Ltd Current 2011-11-03
SCOTT HERRALD Wealthstream Financial Group Pty Ltd Current 2011-11-03

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.