WEALTHSTREAM FINANCIAL GROUP PTY LTD

Address: Eastwood, NSW 2122, Australia

WEALTHSTREAM FINANCIAL GROUP PTY LTD (Licence# 000412079) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is November 2, 2011.

Service Overview

Register Name AFS Licence
Licence Name WEALTHSTREAM FINANCIAL GROUP PTY LTD
Licence Number 000412079
Licence ABN 35152803113
Issue Date 2011-11-02
Locality EASTWOOD
State NSW
Postcode 2122
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000309348 ANDREW HARRISON Current 2015-06-01
000322741 MICHAEL CHRISTIAN BLOOM Current 2014-01-19
000309372 CANNA CAMPBELL Current 2012-06-01
000309373 CRAIG SMALL Current 2012-06-01
000241891 CLIVE CORNWELL HERRALD Current 2012-02-01
000309371 DEREK TAYLOR Current 2011-12-01
000309380 GERRY WAGSTAFF Current 2011-12-01
000309385 WAYNE BENSON Current 2011-12-01
000283860 SCOTT EDWARD HERRALD Current 2011-11-03
000309384 KEITH GATELEY Current 2011-11-03

Office Location

Locality EASTWOOD
State NSW
Postcode 2122
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
OP SMSF SERVICES PTY LTD 2017-03-31 Eastwood, NSW 2122, Australia
SUPA ADVISORY PTY LIMITED 2017-02-13 Marsfield, NSW 2122, Australia
ASAP FINANCE SOLUTIONS PTY. LTD. 2016-10-11 Eastwood, NSW 2122, Australia
VL TAX & ACCOUNTING PTY LTD 2016-09-06 Eastwood, NSW 2122, Australia
ZENITH SOLUTIONS PTY LTD 2016-07-15 Eastwood, NSW 2122, Australia
SULLIVAN, PETER MARTIN 2016-05-03 Eastwood, NSW 2122, Australia

Financial services with the same locality

Service Name Issue Date Locality
OP SMSF SERVICES PTY LTD 2017-03-31 Eastwood, NSW 2122, Australia
PRIMASSURE (AUSTRALIA) PTY. LTD. 2016-12-02 Eastwood, SA 5063, Australia
ASAP FINANCE SOLUTIONS PTY. LTD. 2016-10-11 Eastwood, NSW 2122, Australia
VL TAX & ACCOUNTING PTY LTD 2016-09-06 Eastwood, NSW 2122, Australia
ZENITH SOLUTIONS PTY LTD 2016-07-15 Eastwood, NSW 2122, Australia
HAYES, PETER KENWICK 2016-06-06 Eastwood, SA 5063, Australia
SULLIVAN, PETER MARTIN 2016-05-03 Eastwood, NSW 2122, Australia
WEALTH ON TRACK PTY LTD 2014-10-31 Eastwood, SA 5063, Australia
THE MILLS ADMINISTRATION PTY LTD 2013-03-19 Eastwood, SA 5063, Australia
ACCORD FINANCIAL SOLUTIONS PTY LTD 2008-05-07 Eastwood, SA 5063, Australia

Competitor

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Postal Code 2122

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.