JOHN HALL


Licensee: YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED

JOHN HALL (Adviser# 000242126) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 29, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name JOHN HALL
Adviser Number 000242126
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1980
Financial Service (AFS) Licence Licence# 000323825
YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED
Licence ABN 93128650037
Adviser Start Date 2017-08-29
Appointing Representative Name YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED
Appointing Representative Number 000323825
Appointing Representative ABN 93128650037
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • JOHN HALL
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services (Financial Planning) ThreeSixty
Anti Money Laundering and Counter - Terrorism Financing Course - AAMC Training Group
Diploma of Financial Planning Financial Planning Association of Australia (FPA)/Deakin University
Margin Lending and Geared Investments Kaplan
Self Managed Super Funds Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000323825 YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED 2017-08-29 - YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED
000254544 GPS WEALTH LTD
Licence controlled by: EASTON INVESTMENTS LIMITED
2017-07-20 - 2017-08-25 GPS WEALTH LTD
000254544 GPS WEALTH LTD
Licence controlled by: EASTON INVESTMENTS LIMITED
2016-11-01 - 2017-07-19 ENCORE WEALTH PTY LTD
000240837 BRIDGES FINANCIAL SERVICES PTY LIMITED
Licence controlled by: IOOF HOLDINGS LTD
2015-07-09 - 2016-07-13 BRIDGES FINANCIAL SERVICES PTY LIMITED
000240946 FORSYTHES FINANCIAL SERVICES PTY LTD
Licence controlled by: AMP LIMITED
2012-07-01 - 2014-08-29 JOHN HALL
000234665 CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2010-02-23 - 2012-06-29 JOHN HALL
000230689 APOGEE FINANCIAL PLANNING LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2003-12-01 - 2010-02-19 JOHN HALL

Licensee Information

Licence Name YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED
Licence Number 000323825
Licence ABN 93128650037

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
STEPHEN RIX Yellow Brick Road Wealth Management Pty Limited Current 2018-07-20
SCOTT JAMES NICHOLLS Yellow Brick Road Wealth Management Pty Limited Current 2018-07-13
JOHN THEODORAKOPOULOS Yellow Brick Road Wealth Management Pty Limited Current 2018-06-29
JOHN THEODORAKOPOULOS Yellow Brick Road Wealth Management Pty Limited Ceased 2018-06-29
SHARON MAREE WALKER Yellow Brick Road Wealth Management Pty Limited Current 2018-06-28
KELLY MARTINE WESELMANN Yellow Brick Road Wealth Management Pty Limited Ceased 2018-04-04
MEHMET TAVLI Yellow Brick Road Wealth Management Pty Limited Current 2017-08-02
PETER NICHOLAS AMIRADAKI Yellow Brick Road Wealth Management Pty Limited Current 2017-07-11
CHRISTOPHER TURTLE Yellow Brick Road Wealth Management Pty Limited Current 2017-06-20
TIMOTHY GRAHAM KLINGBIEL Yellow Brick Road Wealth Management Pty Limited Ceased 2017-06-20

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.