RAY PEPPER (Adviser# 000242185) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 15, 2016.
| Register Name | Financial Advisers |
| Adviser Name | RAY PEPPER |
| Adviser Number | 000242185 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1996 |
| Financial Service (AFS) Licence |
Licence# 000318613 SHADFORTH FINANCIAL GROUP LIMITED |
| Licence ABN | 27127508472 |
| Licence Controlled By | IOOF HOLDINGS LTD |
| Adviser Start Date | 2016-01-15 |
| Appointing Representative Name | SHADFORTH FINANCIAL GROUP LIMITED |
| Appointing Representative Number | 000318613 |
| Appointing Representative ABN | 27127508472 |
| Memberships | Financial Planning Association of Australia (FPA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Certificate IV in Financial Services (Finance/Mortgage Broking) | Kaplan |
| Certified Financial Planner | FPA |
| Diploma of Community Services (Financial Counselling) | Lifeline Community Care |
| Diploma of Financial Planning | FPA |
| Margin Lending | Kaplan |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000318613 |
SHADFORTH FINANCIAL GROUP LIMITED
Licence controlled by: IOOF HOLDINGS LTD |
2016-01-15 - | SHADFORTH FINANCIAL GROUP LIMITED |
| 000323825 | YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED | 2015-09-15 - 2016-01-04 | YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED |
| 000234951 |
PROFESSIONAL INVESTMENT SERVICES PTY LTD
Licence controlled by: CENTREPOINT WEALTH PTY LTD Further restrictions: Restricted from giving advice in Self Managed Superannuation Funds |
2015-04-02 - 2015-06-30 | JAYVEE MANAGEMENT PTY LTD |
| 000227096 | LFG FINANCIAL SERVICES LTD | 2012-02-21 - 2012-08-27 | |
| 000288193 | AXIS INVESTMENT CENTRE PTY LTD | 2010-01-21 - 2010-05-15 | |
| 000288193 | AXIS INVESTMENT CENTRE PTY LTD | 2010-01-11 - 2010-01-20 | |
| 000288193 | AXIS INVESTMENT CENTRE PTY LTD | 2005-06-07 - 2006-01-27 | |
| 000225962 |
HUNTER GREEN PTY LTD
Licence controlled by: The G & A Hunter Family Trust |
2004-05-31 - 2005-06-07 | |
| 000230689 |
APOGEE FINANCIAL PLANNING LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED |
2003-12-01 - 2004-05-28 |
| Licence Name | SHADFORTH FINANCIAL GROUP LIMITED |
| Licence Number | 000318613 |
| Licence ABN | 27127508472 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| RYAN LOVEDAY | Shadforth Financial Group Limited | Current | 2018-08-08 |
| DUNCAN MICHAEL CAREY | Shadforth Financial Group Limited | Current | 2018-07-16 |
| HE YING | Shadforth Financial Group Limited | Current | 2018-07-13 |
| AZHER ABBAS KHAN | Shadforth Financial Group Limited | Current | 2018-07-05 |
| KARL THEODORE SCHMIDT | Shadforth Financial Group Limited | Current | 2018-07-03 |
| RHIANNAN KAY SMIT | Shadforth Financial Group Limited | Current | 2018-07-03 |
| BRADLEY STUART MILLER | Shadforth Financial Group Limited | Current | 2018-04-11 |
| GEORGINA RAE SAVAGE | Shadforth Financial Group Limited | Current | 2018-04-10 |
| JASON ANTHONY KENNA | Shadforth Financial Group Limited | Current | 2018-03-15 |
| MATHEW WILLIAM BARRY MCDONALD | Shadforth Financial Group Limited | Current | 2018-03-13 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.