RICK CAPEL (Adviser# 000247836) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is August 1, 2016.
| Register Name | Financial Advisers |
| Adviser Name | RICK CAPEL |
| Adviser Number | 000247836 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 1988 |
| Financial Service (AFS) Licence |
Licence# 000289009 KEMOSABE CAPITAL PTY LTD |
| Licence ABN | 40101865598 |
| Licence Controlled By | KEMOSABE CAPITAL PTY LTD [Date Ceased: 11/10/2016] |
| Adviser Start Date | 2016-08-01 |
| Adviser End Date | 2016-11-24 |
| Appointing Representative Name | KEMOSABE CAPITAL PTY LTD |
| Appointing Representative Number | 000289009 |
| Appointing Representative ABN | 40101865598 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000289009 |
KEMOSABE CAPITAL PTY LTD
Licence controlled by: KEMOSABE CAPITAL PTY LTD [Date Ceased: 11/10/2016] |
2016-08-01 - 2016-11-24 | KEMOSABE CAPITAL PTY LTD |
| 000226238 |
PROFILE FINANCIAL SERVICES PTY LTD
Further restrictions: Derivatives - limited to old law securities options contracts and warrants |
2013-05-01 - 2015-04-24 | PROFILE FINANCIAL SERVICES PTY LTD |
| 000302047 | CAPEL & ASSOCIATES PTY LIMITED | 2006-08-16 - 2013-04-30 |
| Licence Name | KEMOSABE CAPITAL PTY LTD |
| Licence Number | 000289009 |
| Licence ABN | 40101865598 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| PATRICK JAMES ABRAMS | Kemosabe Capital Pty Ltd | Current | 2016-11-01 |
| JAN-PER HOLE | Kemosabe Capital Pty Ltd | Ceased | 2016-09-01 |
| NICHOLAS JAMES DONLON | Kemosabe Capital Pty Ltd | Current | 2015-07-01 |
| JOHN JOSEPH BROWN | Kemosabe Capital Pty Ltd | Current | 2015-06-01 |
| RICHARD DENNIS MCGRATH | Kemosabe Capital Pty Ltd | Current | 2005-10-28 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| PATRICK JAMES ABRAMS | Kemosabe Capital Pty Ltd | Current | 2016-11-01 |
| JAN-PER HOLE | Kemosabe Capital Pty Ltd | Ceased | 2016-09-01 |
| NICHOLAS JAMES DONLON | Kemosabe Capital Pty Ltd | Current | 2015-07-01 |
| JOHN JOSEPH BROWN | Kemosabe Capital Pty Ltd | Current | 2015-06-01 |
| RICHARD DENNIS MCGRATH | Kemosabe Capital Pty Ltd | Current | 2005-10-28 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.