PROFILE FINANCIAL SERVICES PTY LTD


Address: Parramatta, NSW 2150, Australia

PROFILE FINANCIAL SERVICES PTY LTD (Licence# 000226238) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 24, 2003.

Service Overview

Register Name AFS Licence
Licence Name PROFILE FINANCIAL SERVICES PTY LTD
Licence Number 000226238
Licence ABN 32090146802
Issue Date 2003-03-24
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 199829
Locality PARRAMATTA
State NSW
Postcode 2150
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice to wholesale and retail clients for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • provide general financial product advice to wholesale clients only for the following classes of financial products:
    • derivatives;
    • foreign exchange contracts;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product to wholesale and retail clients in respect of the following classes of financial products:
      • derivatives; and
      • foreign exchange contracts; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale and retail clients in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation.

Financial advisers

Adviser Number Adviser Name Status Start Date
000241840 KELLY LEE LINDSELL Current 2018-08-02
000231455 LOUISE SCIFLEET Current 2018-05-01
001253803 GRANT WATSON Current 2017-02-21
000222780 TODD BENSON STANFORD Current 2016-11-17
001235225 RACHAEL ARNOLD Current 2015-08-19
000305619 STEPHEN JAMES PAULL Ceased 2015-07-20
000247836 RICK CAPEL Ceased 2013-05-01
001000636 LAURA DONOVAN Current 2013-01-29
001000635 SCOTT UNGARO Current 2012-09-07
001002551 ISABELLE ZHANG Ceased 2010-07-01

Office Location

Locality PARRAMATTA
State NSW
Postcode 2150
Country Australia

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LENDFIN PRIVATE PTY LTD 2018-04-24 Parramatta, NSW 2150, Australia
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VICARETTI & ASSOCIATES PTY LTD 2017-06-20 Parramatta, NSW 2150, Australia
PARRAMATTA ACCOUNTANTS & TAX AGENTS PTY LTD 2017-06-16 Parramatta, NSW 2150, Australia
WEALTHPRENEUR PTY LTD 2017-05-25 Parramatta, NSW 2150, Australia
EFN (AUSTRALIA) PTY LIMITED 2017-05-01 Parramatta, NSW 2150, Australia
DESSEL, ANTHONY 2017-02-20 Parramatta, NSW 2150, Australia
IZZET & CO. PTY. LIMITED 2017-02-10 Parramatta, NSW 2150, Australia
CHAMPION'S BUSINESS GROWTH ADVISERS PTY LTD 2016-09-16 Parramatta, NSW 2150, Australia
AJ FINANCIAL SOLUTIONS PTY LTD 2016-09-15 Harris Park, NSW 2150, Australia

Competitor

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Postal Code 2150

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.