STEPHEN JAMES PAULL (Adviser# 000305619) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is July 20, 2015.
Register Name | Financial Advisers |
Adviser Name | STEPHEN JAMES PAULL |
Adviser Number | 000305619 |
Adviser Role | Financial Adviser |
Adviser Role Status | Ceased |
Adviser First Advice Year | 2000 |
Financial Service (AFS) Licence |
Licence# 000226238 PROFILE FINANCIAL SERVICES PTY LTD |
Licence ABN | 32090146802 |
Adviser Start Date | 2015-07-20 |
Adviser End Date | 2016-08-24 |
Appointing Representative Name | PROFILE FINANCIAL SERVICES PTY LTD |
Appointing Representative Number | 000226238 |
Appointing Representative ABN | 32090146802 |
Further Restrictions | Derivatives - limited to old law securities options contracts and warrants |
|
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000226238 |
PROFILE FINANCIAL SERVICES PTY LTD
Further restrictions: Derivatives - limited to old law securities options contracts and warrants |
2015-07-20 - 2016-08-24 | PROFILE FINANCIAL SERVICES PTY LTD |
000232686 |
GENESYS WEALTH ADVISERS LIMITED
Licence controlled by: AMP LIMITED Further restrictions: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives. |
2008-01-24 - 2015-05-15 | GENESYS WEALTH ADVISERS LIMITED |
Licence Name | PROFILE FINANCIAL SERVICES PTY LTD |
Licence Number | 000226238 |
Licence ABN | 32090146802 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
KELLY LEE LINDSELL | Profile Financial Services Pty Ltd | Current | 2018-08-02 |
LOUISE SCIFLEET | Profile Financial Services Pty Ltd | Current | 2018-05-01 |
GRANT WATSON | Profile Financial Services Pty Ltd | Current | 2017-02-21 |
TODD BENSON STANFORD | Profile Financial Services Pty Ltd | Current | 2016-11-17 |
RACHAEL ARNOLD | Profile Financial Services Pty Ltd | Current | 2015-08-19 |
LAURA DONOVAN | Profile Financial Services Pty Ltd | Current | 2013-01-29 |
SCOTT UNGARO | Profile Financial Services Pty Ltd | Current | 2012-09-07 |
KURT OHLSEN | Profile Financial Services Pty Ltd | Current | 2007-11-28 |
PHILLIP WIN | Profile Financial Services Pty Ltd | Current | 2005-06-03 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
KELLY LEE LINDSELL | Profile Financial Services Pty Ltd | Current | 2018-08-02 |
LOUISE SCIFLEET | Profile Financial Services Pty Ltd | Current | 2018-05-01 |
GRANT WATSON | Profile Financial Services Pty Ltd | Current | 2017-02-21 |
TODD BENSON STANFORD | Profile Financial Services Pty Ltd | Current | 2016-11-17 |
RACHAEL ARNOLD | Profile Financial Services Pty Ltd | Current | 2015-08-19 |
LAURA DONOVAN | Profile Financial Services Pty Ltd | Current | 2013-01-29 |
SCOTT UNGARO | Profile Financial Services Pty Ltd | Current | 2012-09-07 |
KURT OHLSEN | Profile Financial Services Pty Ltd | Current | 2007-11-28 |
PHILLIP WIN | Profile Financial Services Pty Ltd | Current | 2005-06-03 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.