STEPHEN JAMES PAULL


Licensee: PROFILE FINANCIAL SERVICES PTY LTD

STEPHEN JAMES PAULL (Adviser# 000305619) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is July 20, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name STEPHEN JAMES PAULL
Adviser Number 000305619
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2000
Financial Service (AFS) Licence Licence# 000226238
PROFILE FINANCIAL SERVICES PTY LTD
Licence ABN 32090146802
Adviser Start Date 2015-07-20
Adviser End Date 2016-08-24
Appointing Representative Name PROFILE FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000226238
Appointing Representative ABN 32090146802
Further Restrictions Derivatives - limited to old law securities options contracts and warrants

Authorisations to provide financial product advice

  • STEPHEN JAMES PAULL

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000226238 PROFILE FINANCIAL SERVICES PTY LTD
Further restrictions: Derivatives - limited to old law securities options contracts and warrants
2015-07-20 - 2016-08-24 PROFILE FINANCIAL SERVICES PTY LTD
000232686 GENESYS WEALTH ADVISERS LIMITED
Licence controlled by: AMP LIMITED
Further restrictions: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.
2008-01-24 - 2015-05-15 GENESYS WEALTH ADVISERS LIMITED

Licensee Information

Licence Name PROFILE FINANCIAL SERVICES PTY LTD
Licence Number 000226238
Licence ABN 32090146802

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SCOTT UNGARO Profile Financial Services Pty Ltd Current 2012-09-07
KURT OHLSEN Profile Financial Services Pty Ltd Current 2007-11-28
PHILLIP WIN Profile Financial Services Pty Ltd Current 2005-06-03

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
KELLY LEE LINDSELL Profile Financial Services Pty Ltd Current 2018-08-02
LOUISE SCIFLEET Profile Financial Services Pty Ltd Current 2018-05-01
GRANT WATSON Profile Financial Services Pty Ltd Current 2017-02-21
TODD BENSON STANFORD Profile Financial Services Pty Ltd Current 2016-11-17
RACHAEL ARNOLD Profile Financial Services Pty Ltd Current 2015-08-19
LAURA DONOVAN Profile Financial Services Pty Ltd Current 2013-01-29
SCOTT UNGARO Profile Financial Services Pty Ltd Current 2012-09-07
KURT OHLSEN Profile Financial Services Pty Ltd Current 2007-11-28
PHILLIP WIN Profile Financial Services Pty Ltd Current 2005-06-03

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.