BEN RICKMAN (Adviser# 000253070) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is July 21, 2014.
| Register Name | Financial Advisers |
| Adviser Name | BEN RICKMAN |
| Adviser Number | 000253070 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 1999 |
| Financial Service (AFS) Licence |
Licence# 000306803 CASHEL FINANCIAL SERVICES PTY LTD |
| Licence ABN | 23106177093 |
| Licence Controlled By | CASHEL HOUSE GROUP PTY LTD |
| Adviser Start Date | 2014-07-21 |
| Adviser End Date | 2015-12-18 |
| Appointing Representative Name | RICKMAN ADVISORY PTY LTD |
| Appointing Representative Number | 000462209 |
| Disciplinary Action Start Date | 17/12/2015 |
| Disciplinary Action End Date | 16/12/2018 |
| Disciplinary Action Type | AFS Banning for a period of 3 years. |
| Further Restrictions | Authorised to provide personal financial product advice to retail clients on interests in managed investment schemes limited to MDA services. |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000306803 |
CASHEL FINANCIAL SERVICES PTY LTD
Licence controlled by: CASHEL HOUSE GROUP PTY LTD Further restrictions: Authorised to provide personal financial product advice to retail clients on interests in managed investment schemes limited to MDA services. |
2014-07-21 - 2015-12-18 | RICKMAN ADVISORY PTY LTD |
| 000237504 |
MACQUARIE EQUITIES LIMITED
Licence controlled by: MACQUARIE GROUP LIMITED |
2012-07-01 - 2014-07-18 | |
| 000238375 |
WILSONS ADVISORY AND STOCKBROKING LIMITED
Licence controlled by: PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED [Date Ceased: 29/02/2016] ~ WILSONS HOLDING COMPANY PTY LTD |
2009-05-21 - 2012-06-14 |
| Licence Name | CASHEL FINANCIAL SERVICES PTY LTD |
| Licence Number | 000306803 |
| Licence ABN | 23106177093 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| CHRISTOPHER DAVID SMITH | Cashel Financial Services Pty Ltd | Current | 2018-03-21 |
| CRAIG EDWARD SEMMENS | Cashel Financial Services Pty Ltd | Current | 2018-03-06 |
| ANGUS ARCHER MASON | Cashel Financial Services Pty Ltd | Current | 2017-09-21 |
| GARETH JAMES DE MAID | Cashel Financial Services Pty Ltd | Current | 2016-06-01 |
| JOHN ANTON JOGLOU | Cashel Financial Services Pty Ltd | Ceased | 2015-08-03 |
| ANDREW PETER PANAYIOTIDES | Cashel Financial Services Pty Ltd | Ceased | 2015-07-06 |
| KEVIN JAMES TAYLOR | Cashel Financial Services Pty Ltd | Ceased | 2015-07-01 |
| ANTHONY SMITH | Cashel Financial Services Pty Ltd | Current | 2014-09-16 |
| CHRISTOPHER CHARLES BLAIR | Cashel Financial Services Pty Ltd | Ceased | 2014-08-29 |
| BEAU TIN | Cashel Financial Services Pty Ltd | Current | 2014-05-20 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.