WILSONS ADVISORY AND STOCKBROKING LIMITED


Address: Brisbane, QLD 4000, Australia

WILSONS ADVISORY AND STOCKBROKING LIMITED (Licence# 000238375) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 8, 2004.

Service Overview

Register Name AFS Licence
Licence Name WILSONS ADVISORY AND STOCKBROKING LIMITED
Licence Number 000238375
Licence ABN 68010529665
Issue Date 2004-03-08
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 010986
Locality BRISBANE
State QLD
Postcode 4000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • non-standard margin lending facility;
      • standard margin lending facility; and
      • superannuation;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
      • interests in managed investment schemes limited to:
        • MDA services;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • non-standard margin lending facility;
        • standard margin lending facility; and
        • superannuation; and
    • underwriting:
      • an issue of securities; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      001266342 MATTHEW MARTIN Current 2018-07-27
      001266301 OLIVER PEREIRA Current 2018-07-26
      001005234 DAVID PARSONS Current 2018-06-25
      001003150 JON BISHOP Current 2018-06-11
      001251927 AXEL JOHN RAFTOS Current 2018-06-11
      001003504 SCOTT SANDERS Current 2018-03-06
      000321974 TODD LUKE COLE Current 2018-02-07
      001008626 MATTHEW DAVID ROSE Current 2018-01-25
      000325912 FRANK KIDENYA Current 2018-01-24
      001261382 MATTHEW CRICK Current 2018-01-22

      Office Location

      Locality BRISBANE
      State QLD
      Postcode 4000
      Country Australia

      Financial services with the same postcode

      Service Name Issue Date Locality
      TRUEBELL CAPITAL PTY LTD 2018-07-09 Brisbane, QLD 4000, Australia
      DAIRY FUND MANAGEMENT LIMITED 2018-05-22 Brisbane, QLD 4000, Australia
      SHELL ENERGY AUSTRALIA PTY LTD 2018-02-19 Brisbane, QLD 4000, Australia
      SUPER STRATEGISTS (AFSL) PTY LTD 2018-01-31 Spring Hill, QLD 4000, Australia
      SHERRIN PARTNERS SERVICES PTY LTD 2017-08-23 Brisbane, QLD 4000, Australia
      SMART SOLUTIONS GROUP (AUST) PTY LTD 2017-07-27 Brisbane, QLD 4000, Australia
      TAISHIN INTERNATIONAL BANK CO. LTD. 2017-07-14 Brisbane, QLD 4000, Australia
      KERN FINANCE PTY LTD 2017-07-06 Brisbane, QLD 4000, Australia
      QSUPER BOARD 2017-07-01 Brisbane, QLD 4000, Australia
      BCS BROKING PTY LTD 2017-06-23 Brisbane, QLD 4000, Australia

      Competitor

      Search similar business entities

      Postal Code 4000

      Improve Information

      Please comment or provide details below to improve the information on .

      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.